Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

UBM Development AG Interim / Quarterly Report 2016

Nov 22, 2016

763_10-q_2016-11-22_95ff8449-0165-4b3c-a136-b4a8276cbcf3.pdf

Interim / Quarterly Report

Open in viewer

Opens in your device viewer

{# SEO P0-1: filing HTML is rendered server-side so Googlebot sees the full text without executing JS or following an iframe to a Disallow'd CDN path. The content has already been sanitized through filings.seo.sanitize_filing_html. #}

INTERIM REPORT ON THE 3RD QUARTER 2016

developing the future

KEY PERFORMANCE INDICATORS

KEY EARNINGS FIGURES (in € million) 1–9/2016 1–9/2015 Change2
Total Output1 449.4 356.1 26.2%
EBITDA 39.1 41.0 -4.8%
EBIT 37.0 38.7 -4.2%
EBT 25.3 24.3 4.2%
Profit for the period 17.5 17.7 -1.3%
KEY ASSETS AND FINANCIAL FIGURES (in € million) 30.9.2016 30.6.2015 Change2
Total assets 1,229.2 1,192.0 3.0 %
Equity 330.4 324.1 1.9 %
Equity ratio 26.9 % 27.2 % -0.3 PP
Net debt 651.6 649.7 0.3 %
KEY SHARE DATA AND STAFF 30.9.2016 30.9.2015 Change2
Number of shares (no.) 7,472,180 7,472,180 0.0 %
Earnings per share (in €, weighted average) 2.26 2.48 -9.0 %
Market capitalisation (in € million) 246.6 256.3 -3.7 %
Staff3 728 670 8.7 %

1 Total Output corresponds to the revenue of fully consolidated companies and those consolidated under the equity method, as well as sales proceeds

from share deals, in proportion to the stake held by UBM.

2 Figures have been rounded off using the compensated summation method. Changes are calculated on the basis of the rounded values.

3 Breakdown: 30.9.2016: Core 317 and Hotel 411; 30.9.2015: Core 329 and Hotel 341

CONTENTS

  • 2 Highlights 3rd quarter 2016
  • 4 Investor relations
  • 6 Interim management report
  • 13 Reference projects
  • 18 Interim consolidated financial statements
  • 26 Notes to the consolidated financial statements
  • 37 Glossary

AT A GLANCE

  • REAL ESTATE MARKET AS GOOD AS IT GETS
  • CUMULATED EARNINGS BEFORE TAXES ON TRACK
  • SALES PROCEEDS OFFSETTING INVESTMENTS FOR THE FIRST TIME
  • NET DEBT STABLE DESPITE INVESTMENTS IN LARGE-SCALE PROJECTS
  • BOND FOLLOW-ON FINANCING YIELDS SAVINGS ON INTE-REST OF OVER €1 MILLION PER YEAR
  • UBM SHARE OUTPERFORMS ATX IN Q3
  • NEW MANAGEMENT BODY "EXECUTIVE COMMITTEE" ESTABLISHED

HIGHLIGHTS 3RD QUARTER 2016

13 JULY

FORWARD SALE OF DHL LOGISTICS HUB

UBM, in a 50% partnership (equity method) with CCG KG, is currently developing one of the largest distribution centres in Austria for the international express delivery service DHL, on a plot of around 59,000 m² in Cargo Center Graz. The logistics property was sold in a forward deal to Palmira Capital, a property investment company.

29 JULY

LEED PLATINUM FOR ARENA BOULEVARD

The new office and retail building ARENA BOULEVARD in Berlin is the first project from Münchner Grund Immobilien Bauträger GmbH to receive the LEED Platinum certification. This is an impressive testament to the resource-efficient development of the new office and retail building. The project commenced in June 2014 and was completed and occupied in September 2015.

1 AUGUST

"QUARTIER RIEDENBURG" – MODERN LIVING IN SALZBURG

Salzburg's most modern residential project is being developed on the site of the former Riedenburg Barracks by the Gemeinnützige Salzburger Wohnbaugesellschaft (gswb) and STRAUSS & PARTNER, the Austrian subsidiary of UBM. STRAUSS & PARTNER is developing the 65 privately financed apartments and offices.

7 SEPTEMBER

GROUNDBREAKING FOR ZALANDO HEADQUARTERS IN BERLIN

Münchner Grund Immobilien Bauträger GmbH, a UBM subsidiary, will build a seven-storey office complex on the Anschutz site in Berlin-Friedrichshain by the end of 2018. Zalando will rent a total of 45,600 m² of space where around 2,700 Zalando employees will work in the future.

14 SEPTEMBER

QBC CELEBRATES TOPPING-OUT FOR IBIS AND NOVOTEL

With the topping-out ceremony for the two Accor-Hotels Group buildings – ibis and Novotel in Quartier Belvedere Central (QBC) – UBM is adhering to its ambitious schedule. Opening is planned for summer 2017. At this point the forward sale to Amundi will also have an impact on the UBM figures.

23 SEPTEMBER

CORNERSTONE CEREMONY AT ROSENHÜGEL STRAUSS & PARTNER and Immovate celebrate the laying of the foundation stone for 204 privately financed freehold apartments on the grounds of the former film studio at Rosenhügel, Vienna.

"MYSKY": STRAUSS & PARTNER TO BUILD SKYSCRAPER IN MONTE LAA

The Austrian subsidiary of UBM celebrates the start of construction of 128 privately financed freehold apartments in the "Favoriten" district in Vienna. The tower project "MySky" in the heart of Monte Laa is set for completion in autumn 2017 at the same time as the opening of the metro station "Troststraße".

28 SEPTEMBER

5 OCTOBER

OPENING OF GERMANY'S LARGEST HOLIDAY INN EXPRESS

UBM, Union Investment and the InterContinental Hotels Group (IHG), one of the world's largest hotel chains, open the Holiday Inn Express Munich City West – its latest joint project in Munich, completed at the end of September. With 302 rooms, it is currently the largest Holiday Inn Express in Germany and the second largest in the whole of Europe.

INVESTOR RELATIONS

Global stock markets recover

Following a volatile first half of 2016, a recovery was observed on the international stock markets in the third quarter. The driving factors were the good economic fundamentals as well as the expansive monetary policy of the world's central banks. Against this backdrop, the index of European stocks, EURO STOXX 50, was up by 4.1% in the third quarter. The Vienna stock index, the ATX, also recovered in the third quarter and achieved a strong performance with 14.3% growth.

UBM share outperforms ATX

The UBM share underwent an even more significant price increase of 16.2% in the third quarter. The record 2016 half-year results had a positive impact on the share price, as did the fulfilment of a longstanding promise – UBM's move to the prime market of the Vienna Stock Exchange. On 30 September 2016 the UBM share stood at €33.0. The UBM share is currently analysed by four investment firms. The consensus of the analysts is an average target price of €45.5.

Broad shareholder structure

The share capital of UBM Development AG totals €22,416,540.0 and is divided into 7,472,180 shares. The Syndicate (Strauss Group, IGO-Ortner Group) held 38.8% of the shares outstanding on 30 September 2016. The remaining shares are free-float shares (61.2%), most of which are held by investors from Austria (52.0%), the UK (15.6%) and Germany (14.0%).

Contact: [email protected]

PERFORMANCE OF THE UBM SHARE COMPARED TO THE INDEX AND TRADING VOLUMES

UBM share ■ ATX ■ Trading volumes UBM share

INTERIM MANAGEMENT REPORT

GENERAL ECONOMIC ENVIRONMENT

Modest global economic growth

In the third quarter of 2016 the modest growth of the global economy continued. The eurozone in particular experienced moderate growth – according to Eurostat, GDP grew by 0.3% against the previous quarter. Larger-scale effects from the Brexit vote on the European economy had not yet occurred in the subsequent quarter. Global interest rates continued to be at a very low level in the third quarter. Both the US Federal Reserve (key interest rate: 0.25%–0.50%) and the European Central Bank (0.0%) continued with their expansive monetary policy stance. Germany and Austria are still profiting from a good domestic economy – primarily driven by robust consumer spending. The latest estimates show that German GDP grew by 0.3%1 in the third quarter of 2016, while Austrian GDP grew by 0.4% in real terms. Growth rates in Poland and the Czech Republic remained robust – the growth in the region is also being supported by private consumption in particular.2

DEVELOPMENTS ON THE REAL ESTATE MARKETS

Investor interest continues to pick up

Investment volumes in commercial property in Europe stood at €51.6 billion in the third quarter of 2016. Here, uncertainties surrounding the Brexit vote in Great Britain was the issue dominating the market. At the same time, interest in real estate investment continued to grow: good economic fundamentals paired with low financing costs and less attractive alternative investments led investor interest to continue unabated. Nevertheless, this continued to contrast with the steady decline in availability of first-class assets and completed properties. This development reflects the decline in investment activity (-22.7%) in Europe in the third quarter of 2016 against the same period of the previous year.

Germany catching up

With growth in commercial property investments of 19% to €14.7 billion, Germany was the strongest European market in the third quarter of 2016 according to CBRE.3 Total transaction volumes in the first nine months stood at €32.7 billion – a decrease of almost 14%, triggered by the scarcity of available assets. With a transaction volume of €13.1 billion, office properties were the strongest commercial property asset class. Prime properties in Germany continue to be seen as safe havens, although the competition for these assets is leading to further declines in returns for investors. Investments in residential property also rose sharply to €7.7 billion, driven by rising purchase prices and rents, low vacancy rates, low interest rates and stable economic data.4

Top returns in Austria hold steady5

Following the record level in the second quarter of 2016, there was a seasonal decline in real estate investment in the third quarter to around €301 million. By the end of September 2016 a total of €1.7 billion had been invested in Austrian property; according to CBRE, the high level of the previous year of €3.9 billion is likely to be repeated. Top returns are holding steady. This means that Austria continues to be very attractive for international investors.

1 Kieler Institut für Weltwirtschaft (IfW): https://www.ifw-kiel.de/medien/medieninformationen/2016/deutsche-konjunktur-weiter-im-aufwind

2 http://www.rbinternational.com/eBusiness/services/resources/media/826124957350877869-826099894069199559-1149246623741341290-1-1-Na.pdf

3 CBRE Market view European Investment Quarterly, Q3 2016

4 Investment market overview – Germany, Jones Lang Lasalle Q3 2016

5 CBRE press release "Vienna office market picks up pace again", Q3 2016

BUSINESS PERFORMANCE

Total Output by segment

UBM Development AG generated Total Output of €449.4 million in the first three quarters of 2016 (2015: €356.1 million). The increase of 26.2% against the same period of the previous year was primarily due to the growth in sales in Germany.

The Total Output of the "Germany segment" stood at €244.5 million as at September 2016 and managed to increase by 101.6% against the comparable period of the previous year (€121.3 million). This rise resulted from successful commercial property sales in Munich and Berlin. Further sales from the completion of the residential construction projects Berlin-Hohenzollerndamm and Frankfurt-Central Living II are also included in the Total Output of Germany.

Total Output in the "Austria segment" was €126.2 million in the period under review (2015: €154.2 million). This includes the sale of portfolio properties in Salzburg, Wiener Neustadt and Vienna, as well as the sale of apartments in Graz and Salzburg. Output from project management activities for large-scale projects in Vienna, Salzburg and Graz also contributed to Total Output, as did rental income.

In the "Poland segment" UBM generated Total Output of €47.5 million (2015: €42.4 million). The growth in Poland came from the increase in output from the hotel sector. Rental income from portfolio properties – including the Poleczki Business Park – and from project management services rendered by UBM Polska contributed to the Total Output in this segment.

In the period January to September 2016 the Total Output in the "Other markets segment" was €31.1 million (2015: €38.1 million). This mainly consisted of revenues from hotels in France and the Netherlands, as well as the sale of the last apartments of the project in Špindlerův Mlýn (Czech Republic), which was thereby successfully concluded. Other contributors were project management services and rental income from portfolio properties in the Czech Republic.

The Total Output of the "Administration segment" amounted to €6.9 million (2015: €14.7 million), all of which came from UBM Development AG and from invoicing management services and intragroup allocations.

Total Output
by region
in € million
1–9/2016 1–9/2015 Change
Germany 244.5 121.3 101.6%
Austria 126.2 154.2 -18.2%
Poland 47.5 42.4 12.0%
Other markets 31.1 38.1 -18.4%
Total 449.4 356.1 26.2%

The "Hotel segment" generated Total Output of €115.6 million in the first three quarters of the year (2015: €148.3 million). This includes services from hotel operations as well as the sale of hotel projects. Output from hotel operations amounted to €69.9 million in the first nine months, while the sale of the hotel Holiday Inn Express Munich City West in Munich generated €45.7 million.

In the "Office segment", UBM Development AG achieved Total Output of €113.3 million (2015: €28.5 million). Quadruple output came from sales in Salzburg-Lehen, Vienna and Berlin. The rental income mainly originated from letting the Poleczki-Business Park office building.

Total Output of €48.6 million was generated in the "Other segment" (2015: €72.4 million). This included the sale of the Cine Nova portfolio property in Wiener Neustadt and rental income from mixed-use properties in Poland and Austria.

In the "Residential segment" UBM generated Total Output of €86.4 million (2015: €34.4 million). The increase of more than 150% resulted from the completion and sale of residential construction projects in Salzburg, Graz, Berlin, Frankfurt and the Czech Republic, as well as various sales of remaining apartments in Austria, Poland and Croatia.

The Total Output of the "Service segment" was €78.5 million (2015: €57.8 million) and contains the management services of the subsidiaries STRAUSS & PART-NER, Münchner Grund and UBM Polska, including for the projects Quartier Belvedere Central in Vienna, the hotel projects Holiday Inn Express in Berlin and Munich and the office projects Zalando and Leuchtenbergring in Berlin and Munich respectively. This was complemented by management services for the Pegaz office building in Wroclaw and the further development of Poleczki-Business Park in Warsaw.

Total Output
by asset class
in € million
1–9/2016 1–9/2015 Change
Administration 6.9 14.7 -52.7%
Hotel 115.6 148.3 -22.1%
Office 113.3 28.5 297.7%
Other 48.6 72.4 -32.8%
Residential 86.4 34.4 151.3%
Service 78.5 57.8 35.9%
Total 449.4 356.1 26.2%

FINANCIAL INDICATORS

Financial performance

The core business of UBM Group involves the projectbased real estate business. Given the fact that projects take multiple years to realise, the revenue reported in the income statement is subject to significant accounting fluctuations which may impact on the informative value and on comparisons with prior years. Furthermore, UBM shows its Total Output in order to describe the financial performance and for segment reporting. Alongside revenue, this financial indicator includes proceeds from the sale of real estate, rental services, proceeds from hotel operations, settled planning and construction invoices from own building sites, and supplies and management services to third parties. In addition, the output from companies accounted for under the equity method and from sales as pure share deals is also included. The Total Output is determined in line with the amount of the stake held by UBM. Total Output reached €449.4 million in the first three quarters of 2016 (2015: €356.1 million). The revenue stated in the consolidated income statement totalled €377.4 million as at 30 September 2016 (2015: €201.9 million). The disproportionately high increase in revenue resulted from the significant rise against the comparable period of sales of fully consolidated companies. In contrast, in the previous year, sales of companies recognised under the equity method made up a disproportionately high share of Total Output. This did not, however, have an impact on the revenue shown in the consolidated financial statements.

The share of profit/loss of companies consolidated under the equity method stood at €5.2 million and included the pro-rata results, as well as gains on the sale of equity interests. Gains and losses from fair value adjustments to investment property reached €18.7 million, following on from €8.6 million in the comparable period of the previous year. The fair value was partly determined on the basis of purchase agreements already in place and partly on new market price indicators.

Other Operating Income rose by 98.7% to €10.0 million (2015: €5.0 million) and mainly consisted of invoices to third parties, other rents, exchange gains and incidental revenue from the hotel business. In contrast, Other Operating Expenses fell by 14.6% to €35.8 million (2015: €41.9 million). These mostly comprised administrative fees, other taxes, advertising costs, other third-party services (such as brokerage fees etc.), exchange losses, contributions and charges, and legal and consultancy services.

The increase in expenses for materials and other manufacturing costs mirrored the growth in revenue and was influenced in particular by property disposals. These expenses amounted to €252.9 million in the first three quarters of 2016 against €186.6 million in the comparable period of 2015.

Staff expense increased from €28.2 million by €3.8 million to €32.0 million. The number of staff members of all companies included in the consolidated financial statements was 728.

EBITDA of €39.1 million decreased slightly against the value of the previous year (€41.0 million). Financial income rose from €3.8 million to €5.0 million. This was caused by the increase in investment activity and the subsequent higher income from the internal financing component of companies accounted for under the equity method. Financial expenses fell from €18.2 million to €16.8 million. This resulted from the lower interest rates as compared to the previous year and an improvement in the financing structure.

EBT (earnings before taxes) of €25.3 million exceeded the record level of the previous year's period of €24.3 million. The tax burden increased from €6.5 million in the first three quarters of 2015 to €7.8 million in the comparable period of 2016. The profit for the period of €17.5 million was around the level of the previous year of €17.7 million. Earnings per share were €2.26 compared to €2.48 in 2015, whereby the figure is based on the weighted average of the number of shares, which was significantly lower in the comparable period.

Financial position and cash flows

As at 30 September 2016 total assets amounted to €1,229.2 million and thereby increased against year-end 2015 (€1,185.2 million) by 3.7%.

In the item investment property, real estate assets in Poland and Austria were reclassified into the item "non-current assets held for sale" due to upcoming sales and three larger properties in Austria were sold. Investments in office and hotel complexes in Germany, Austria and Poland had a counter effect, although they were only partially able to compensate for the decreases. Overall, investment property thereby decreased from €553.9 million to €505.1 million, while non-current assets held for sale grew from €1.4 million to €131.2 million. Equity interests in companies accounted for under the equity method declined from €111.5 million to €87.5 million. This reduction was primarily caused by a capital decrease of a project company in Poland along with the sale of two Austrian companies to a related party. The increase in project financing to €112.4 million (2015: €88.8 million) resulted from the investment activity of a company accounted for under the equity method.

The inventories recognised under current assets primarily consist of residential construction projects in Austria, Germany and the Czech Republic and amounted to €170.9 million (2015: €215.2 million). This decrease in the item inventories was caused first and foremost by the strong increase in the sale of apartments in Berlin and Frankfurt, as well as the sale of a hotel in Munich in the first three quarters of 2016. In contrast, investments were undertaken in residential projects in Austria and a hotel project in Berlin that is already up for sale. Trade receivables only experienced a moderate rise to €47.0 million (2015: €43.1 million).

Other receivables and assets rose to €20.5 million (2015: €9.2 million) mainly as the result of input tax credits that had not yet been reimbursed. Cash and cash equivalents decreased to €85.5 million (2015: €93.7 million).

As at 30 September 2016 equity totalled €330.4 million (2015: €332.0 million). Factors behind this reduction were the dividend payout of €12.0 million in June, as well as the interest payment due in the same period for the mezzanine/hybrid capital of €4.8 million. The earnings for the period had a contrary effect. The equity ratio stood at 26.9% (2015: 28.0%).

Bond liabilities (current and non-current) amounted to €323.0 million (2015: €321.9 million). Current and non-current financial liabilities increased slightly from a total of €381.5 million to €414.2 million, also triggered by the increase in investment activity. Trade liabilities underwent a rise to €77.0 million (2015: €55.2 million) and mostly contained subcontractor payments that had not yet been settled on the reporting date. Other financial liabilities (current and non-current) declined to €43.5 million (2015: €56.1 million). Higher provision requirements for income tax led tax payables to increase from €5.8 million to €9.7 million.

As at 30 September 2016 net debt totalled €651.6 million and was thereby practically unchanged against 30 June 2016 (€649.7 million). This represents a 6.9% increase against 31 December 2015. Net debt is primarily the direct result of strong investments, particularly in ongoing project developments, which could not be fully offset by the sales proceeds.

Cash flow

For the first three quarters of 2016 cash flow from operating activities amounted to €55.6 million (2015: €-52.7 million). Alongside the profit for the period (€17.5 million), this was primarily the result of the significant capital freed up in working capital, which included proceeds from the sale of properties from inventories (€76.6 million). In contrast, there was an increase in inventories of €26.4 million caused by the acquisition of property assets.

Cash flow from investing activities stood at around €-74.5 million (2015: €-38.0 million). Here, total proceeds of €143.2 million came from the sale of intangible assets, property, plant and equipment and investment property, financial assets and from settling project financing. This stood in contrast to outflows from investments in property, plant and equipment, investment property, financial assets and investments in project financing totalling €218.6 million. Other items in cash flow from investing activities accounted for €0.8 million.

Cash flow from financing activities resulted in a total influx of funds of €10.9 million (2015: inflow of €92.9 million). In addition to a positive balance of €28.3 million from obtaining loans and other financing and settling loans and other financing, cash flow from financing activities shows the outflow of funds from dividend payments and payouts to non-controlling interests in the amount of €17.5 million.

Outlook

In the future, real estate markets in continental Europe will continue to benefit from the increasing economic and political uncertainty and the low interest rates prevailing. The three home markets of UBM – Germany, Austria and Poland – thereby count as safe havens. Favourable financing conditions and low returns on alternative assets suggest that real estate will remain an increasingly sought-after asset class for investors in the future. In line with the previously announced focus on implementation, UBM has launched its accelerated sales programme "Fast Track 2017". This should lead to the promotion of sales of projects under development through forward deals as well as standing assets – the clear goal here is reducing net debt. That said, the peak of net debt as a result of massive investment – particularly in multiple large-scale projects currently under construction – is only set to be reached within the coming nine months. Here the majority of investment is going into these projects, which are highly promising from today's viewpoint and in terms of profitability. Owing to the long lead times in the real estate sector, the pipeline of UBM – much of which was acquired years ago – is sufficient for 2017 and well beyond.

An accompanying measure for the 2017 business year will be the launch of the streamlining programme "Next Level" – UBM's internal optimisation project. The goal is to make UBM even more cohesive as a Group and thereby exploit synergies, increase efficiency, streamline processes and eliminate duplication. At the same time a discussion has been initiated on how the interests of the newly founded "Executive Committee", the top 20 management team of the UBM Group, can be more strongly synchronised with the capital market and how incentives can be put in place to increase the value of UBM on the stock exchange.

All of these measures together will contribute to strengthening UBM in good times. The goal here is to achieve a balance between the future profitability and risk profile of UBM.

RISK REPORT

Since the financial close of 2015 no significant changes have emerged with regard to the opportunity/risk profile of UBM that could lead to new opportunities or risks for UBM Development AG. The presentation in the "Risk Report" chapter of the 2015 Annual Report thereby applies unchanged, with the exception of Other Risks.

With regard to "Other Risks – legal disputes", the following changes have occurred since the end of 2015 and the additions made in the half-year report 2016. The acquittal in the criminal proceedings of first instance against Michael Wurzinger, Managing Board member of UBM, is now legally binding.

EVENTS AFTER THE END OF THE REPORTING PERIOD

There were no events after the end of the reporting period which are subject to disclosure.

RESPONSIBILITY STATEMENT

To the best of our knowledge, and in accordance with the applicable reporting principles for interim financial reporting, the condensed interim consolidated financial statements give a true and fair view of the assets, liabilities, financial position and profit or loss of the Group, and the interim management report of the Group includes a fair review of the development and performance of the business and the position of the Group, together with a description of the principal risks and uncertainties to which the Group is subjected.

21 November 2016, Vienna

The Managing Board

Thomas G. Winkler Chairman

Martin Löcker Claus Stadler Michael Wurzinger

RESIDENTIAL

AUSTRIA

QBC 6: "QBC LIVING" – URBAN LIVING AT THE HIGHEST LEVEL

In QBC 6 – "QBC LIVING" there will be 140 privately financed freehold apartments with optimal floor plans, generous outdoor areas, above-average room heights and ideal links to the regional and superregional transport network. The apartments are set for completion before January 2018.

Asset: Residential 140 privately financed freehold apartments Apartment size: 36 m²–74 m² plus loggia or balcony Completion: Q2 2018

204 privately financed freehold flats will be built on the former site of the Rosenhügel film studio by the beginning of 2018. The residential project consists of seven individual buildings and promises excellent quality of life thanks to its exceptional architecture and perfectly conceived room layouts.

Asset: Residential 204 privately financed freehold apartments Apartment size: 50 m²–163 m² Completion: Q1 2018

"MYSKY": PEOPLE – LIVING – MONTE LAA

The residential project in the middle of Vienna's tenth district, "Favoriten", consists of a 20-storey tower and a nine-storey building. Overall it will boast usable space of around 8,200 m² with 128 freehold apartments of between 45 m² and 145 m². The residential project "MySky" in the heart of Monte Laa will be completed in autumn 2017 at the same time as the opening of the metro station "Troststraße".

Asset: Residential 128 privately financed freehold apartments Apartment size: 45 m²–145 m², 9th to 20th floor Completion: Q4 2017

OFFICE

GERMANY

ZALANDO HEADQUARTERS

UBM is currently developing its largest individual office project in Berlin: two office buildings (A/B) for the future headquarters of the online fashion retailer Zalando SE. Built to the design of Henn-Architecture, Berlin, around 2,700 employees will work here. Completion is planned for the third quarter of 2018.

Asset: Office/gastronomy/daycare Lettable space: 45,600 m² Underground garage/parking spaces: 156 Planned certification: DGNB Gold Construction start: Q3 2016

LEUCHTENBERGRING MUNICH

Leuchtenbergring, UBM decided to expand it by adding an extra 131 rooms by mid-2018. In addition, the company is constructing a five-storey office building with 385 parking spaces on two underground storeys and with retail space on this site that has excellent traffic and transport links.

Asset: Hotel and office Lettable space: 21,485 m² Underground garage/parking spaces: 385 Planned certification: LEED Gold Construction start: Q2 2016

HOTEL

POLAND

GRANARY ISLAND

UBM is planning to develop a hotel on Granary Island in Gdansk, right beside the historic city centre. The urban development measures involve creating further service areas and offices. Completion is planned by the end of 2018.

Asset: Hotel

Hotel brand: Holiday Inn

Operator: Intercontinental Hotels Group (IHG) Underground garage/parking spaces: 48 Planned certification: LEED Gold Construction start: Q3 2016

HOLIDAY INN WARSAW CITY CENTRE

INTERIM CONSOLIDATED FINANCIAL STATEMENTS

CONSOLIDATED INCOME STATEMENT

FROM 1 JANUARY TO 30 SEPTEMBER 2016

in T€ 1–9/2016 1–9/2015 7–9/2016 7–9/2015
Revenue 377,404 201,859 187,694 92,057
Changes in the portfolio -51,508 62,942 -37,511 24,567
Share of profit/loss of companies accounted
for under the equity method
5,200 19,331 -677 15,627
Net gains/losses from fair-value adjustments
to investment property
18,747 8,608 62 -8
Other operating income 10,021 5,043 2,195 -270
Cost of materials and other related production
services
-252,924 -186,642 -111,967 -86,345
Staff expense -32,048 -28,164 -9,652 -8,994
Other operating expenses -35,816 -41,949 -14,224 -19,378
EBITDA 39,076 41,028 15,920 17,256
Depreciation, amortisation and impairment expense -2,053 -2,377 -406 -1,158
EBIT 37,023 38,651 15,514 16,098
Financial income 5,012 3,786 1,442 -631
Finance costs -16,773 -18,184 -7,149 -6,527
EBT 25,262 24,253 9,807 8,940
Income tax expense -7,781 -6,537 -4,292 364
Profit (loss) for the period 17,481 17,716 5,515 9,304
Profit (loss) for the period attributable
to shareholders of the parent
16,950 16,670 4,965 9,021
of which attributable to non-controlling interests 531 1,046 550 283
Earnings per share (diluted and basic in €) 2.26 2.48 0.66 1.27

STATEMENT OF COMPREHENSIVE INCOME

FROM 1 JANUARY TO 30 SEPTEMBER 2016

in T€ 1–9/2016 1–9/2015 7–9/2016 7–9/2015
Profit (loss) for the period 17,481 17,716 5,515 9,304
Other comprehensive income
Remeasurement from benefit obligations -1,025 - -1 -
Income tax expense on other comprehensive income 259 - 1 -
Other comprehensive income which cannot be
reclassified to profit or loss (non-recyclable)
-766 - - -
Gains (losses) from cash flow hedges of associates
(recycled)
- 1,038 - -
Losses (gains) from fair value measurement of securities - -25 11 -23
Exchange differences -108 -429 765 -69
Income tax expense (income) on other
comprehensive income
- -8 -3 -9
Other comprehensive income which can
subsequently be reclassified to profit or
loss (recyclable) -108 576 773 -101
Other comprehensive income -874 576 773 -101
Total comprehensive income 16,607 18,292 6,288 9,203
of which attributable to shareholders of the parent 16,085 17,248 5,733 8,926
of which attributable to non-controlling interests 522 1,044 555 277

CONSOLIDATED STATEMENT OF FINANCIAL POSITION

AS OF 30 SEPTEMBER 2016

in T€ 30.9.2016 31.12.2015
ASSETS
Non-current assets
Intangible assets 2,830 2,883
Property, plant and equipment 38,540 38,749
Investment property 505,115 553,907
Shareholdings in companies accounted for under the equity method 87,498 111,543
Project financing 112,440 88,777
Other financial assets 5,887 5,894
Financial assets 3,469 3,505
Deferred tax assets 8,089 7,314
763,868 812,572
Current assets
Inventories 170,937 215,219
Trade receivables 46,970 43,118
Financial assets 10,166 10,016
Other receivables and current assets 20,536 9,176
Cash and cash equivalents 85,541 93,744
Assets held for sale 131,221 1,391
465,371 372,664
Total assets 1,229,239 1,185,236
EQUITY AND LIABILITIES
Equity
Share capital 22,417 22,417
Capital reserves 98,954 98,954
Other reserves 122,248 121,725
Mezzanine/hybrid capital 78,907 80,100
Equity attributable to shareholders of the parent 322,526 323,196
Non-controlling interests 7,874 8,828
330,400 332,024
Non-current liabilities
Provisions 10,260 11,895
Bonds 272,448 271,436
Non-current financial liabilities 247,905 229,819
Other non-current financial liabilities 4,278 5,746
Deferred tax liabilities 17,727 16,038
552,618 534,934
Current liabilities
Provisions 1,027 1,098
Bonds 50,508 50,472
Current financial liabilities 166,288 151,727
Trade payables 76,967 55,204
Other current financial liabilities 39,266 50,356
Other current liabilities 2,426 3,663
Tax payables 9,739 5,758
346,221 318,278
Total equity and liabilities 1,229,239 1,185,236

CONSOLIDATED CASH FLOW STATEMENT

FROM 1 JANUARY TO 30 SEPTEMBER 2016

in T€ 1–9/2016 1–9/2015
Profit (loss) for the period 17,481 17,716
Depreciation, impairment and reversals of impairment on fixed assets and financial assets -14,518 -2,014
Interest income/expense 10,008 15,213
Income from companies accounted for under the equity method -5,199 -19,328
Dividends from companies accounted for under the equity method 1,019 9,981
Decrease in long-term provisions -2,788 -270
Deferred income tax -691 779
Operating cash flow 5,312 22,077
Decrease in short-term provisions -48 -71
Increase in tax provisions 3,996 1,720
Losses/gains on the disposal of assets 869 -391
Decrease/increase in inventories 44,281 -47,741
Increase in receivables -16,058 -16,394
Increase in payables (excluding banks) 25,885 2,022
Interest received 4,590 5,466
Interest paid -12,744 -19,009
Other non-cash transactions -463 -365
Cash flow from operating activities 55,620 -52,686
Proceeds from the sale of intangible assets 21 6
Proceeds from sale of property, plant and equipment and investment property 120,076 1,561
Proceeds from sale of financial assets 17,131 777
Proceeds from settling project financing 4,646 11,536
Proceeds from the disposal of assets held for sale 1,391 40,032
Investments in intangible assets -27 -96
Investments in property, plant and equipment and investment property -155,888 -104,107
Investments in financial assets -5,275 -706
Investments in project financing -40,265 -4,006
Investments in assets held for sale -17,198 -
Proceeds from current financial assets - 17,000
Proceeds from the sale of consolidated companies 670 -
Payouts from the purchase of subsidiaries less cash and cash equ. acquired 175 -
Cash flow from investing activities -74,543 -38,003
Dividends -16,725 -7,819
Dividends paid out to non-controlling interests -759 -1,557
Proceeds from bonds - 25,425
Repayment of bonds - -50,191
Obtaining loans and other financing 210,568 221,850
Redeeming loans and other financing -182,231 -119,394
Capital increase - 55,252
Payout for obligations of PIAG from UBM shares - -30,708
Cash flow from financing activities 10,853 92,858
Cash flow from operating activities 55,620 -52,686
Cash flow from investing activities -74,543 -38,003
Cash flow from financing activities 10,853 92,858
Change to cash and cash equivalents -8,070 2,169
Cash and cash equivalents at 1 Jan 93,744 44,265
Currency differences -133 175
Changes to cash and cash equivalents resulting from changes to the consolidated group - 2,628
Cash and cash equivalents at 30 September 85,541 49,237
Tax paid 5,490 4,037

STATEMENT OF CHANGES IN GROUP EQUITY

AS OF 30 SEPTEMBER 2016

Remeasurement Foreign
in T€ Share capital Capital reserves from benefit
obligations
currency transla
tion reserves
Balance at 1 Jan 2015 18,000 44,642 -1,307 1,991
Additions from common control
transaction
30 211 -912 -461
Total profit/loss for the period - - - -
Other comprehensive income - - - -442
Total comprehensive income for the
period
- - - -442
Dividend payout - - - -
Capital increase 4,387 51,684 - -
Changes in non-controlling interests - - - -
Balance at 30 September 2015 22,417 96,537 -2,219 1,088
Balance at 1 Jan 2016 22,417 98,954 -2,238 1,204
Total profit/loss for the period - - - -
Other comprehensive income - - -766 11
Total comprehensive income for the
period
- - -766 11
Dividend payout - - - -
Changes in non-controlling interests - - - -
Balance at 30 September 2016 22,417 98,954 -3,004 1,215
Non
controlling
interests
Total
Equity
attributable to
equity holders
of the parent
Mezzanine/
hybrid capital
Other
reserves
Reserve for
cash flow
hedges
Total debt
securities
available for
sale – fair
value reserve
2,071
180,446
178,375 - 115,049 - -
3,761
84,866
81,105 126,729 -9,663 -34,886 57
1,046
17,716
16,670 4,923 11,747 - -
-2
576
578 - 1 1,038 -19
1,044
18,292
17,248 4,923 11,748 1,038 -19
-1,557
-9,376
-7,819 -307 -7,512 - -
-
56,071
56,071 - - - -
685
954
269 - 269 - -
6,004
331,253
325,249 131,345 109,891 -33,848 38
8,828
332,024
323,196 80,100 122,716 - 43
531
17,481
16,950 3,577 13,373 - -
-9
-874
-865 - -110 - -
522
16,607
16,085 3,577 13,263 - -
-759
-17,484
-16,725 -4,770 -11,955 - -
-717
-747
-30 - -30 - -
7,874
330,400
322,526 78,907 123,994 - 43

SEGMENT REPORT1

Germany Austria
in T€ 1–9/2016 1–9/2015 1–9/2016 1–9/2015
Total output
Administration 6,969 14,726
Hotel 63,442 75,695 8,691 27,419
Office 71,947 1,451 32,617 20,929
Other 5,011 9,736 38,295 58,553
Residential 64,664 22,567 18,144 7,684
Service 39,430 11,849 21,528 24,920
Total 244,494 121,298 126,244 154,231
Less revenues from companies accounted for under
the equity method and subordinated companies and
changes to the portfolio
8,993 -61,590 -46,921 -87,218
Revenues 253,487 59,708 79,323 67,013
EBT
Administration 1,867 -2,772
Hotel 8,217 3,886 5,252 -2,566
Office -4,510 18,689 -1,144 -811
Other -3,014 -724 -1,236 -467
Residential 8,238 -506 26 399
Service 1,863 1,699 3,248 -1,455
Total 10,794 23,044 8,013 -7,672

1 Part of the notes

Intersegmental revenues are insignificant

Other markets
Group
Poland
1–9/2015
1–9/2016
1–9/2015
1–9/2016
1–9/2016
6,969
19,693
21,995
25,496
115,586
21,458
5,528
733
578
113,283
7,986
2,332
3,093
1,762
48,639
2,240
600
3,095
3,522
86,387
484
14,292
2,181
6,730
78,511
15,372
42,445
31,097
38,088
449,375
47,540
10,233
-12,346
-15,628
-71,971
-21,697
52,678
18,751
22,460
377,404
25,843
1,867
2,230
276
739
11,523
-2,222
3,472
-512
-404
4,024
10,190
490
285
770
-3,856
109
-2,776
-650
-1,548
4,426
-3,188
893
1,925
5,015
7,278
242
4,309
1,324
4,572
25,262
5,131

NOTES TO THE INTERIM CONSOLIDATED FINANCIAL STATEMENTS

1. GENERAL INFORMATION

The UBM Group consists of UBM Development AG and its subsidiaries. UBM is a public limited company according to Austrian law and has its registered head office at 1210 Vienna, Floridsdorfer Hauptstraße 1. UBM is registered with the commercial court of Vienna under reference number FN 100059x. The Group deals mainly with the development, utilisation and management of real estate.

The interim consolidated financial statements have been prepared pursuant to IAS 34, Interim Financial Reporting, in accordance with the standards published by the International Accounting Standards Board (IASB) and adopted by the International Financial Reporting Standards (IFRS) and the interpretations issued by the International Financial Reporting Interpretations Committee (IFRIC).

In accordance with IAS 34, the interim consolidated financial statements do not contain every comprehensive entry which is obligatory in the annual financial statements and therefore this interim report should be read in conjunction with the annual report of the UBM Group as at 31 December 2015. As per IAS 34, the consolidated results of the interim consolidated financial statements are not necessarily indicative of the annual results.

The reporting currency is the Euro, which is also the functional currency of UBM. For the individual subsidiaries included in the consolidated financial statements the functional currency is the Euro or the respective national currency, depending on the business area.

These interim consolidated financial statements were not submitted for an audit review.

2. CONSOLIDATED GROUP

In addition to UBM, 64 domestic subsidiaries (financial statements 31 December 2015: 66) and 79 foreign subsidiaries (financial statements 31 December 2015: 80) are included in these interim consolidated financial statements.

In the reporting period five companies were included in the UBM consolidated group for the first time as a result of new foundations, increases in shares held, or purchases (see item 2.1). Four companies were eliminated from internal transfers in the form of mergers, while two companies were sold and two companies were liquidated. The sales price of T€1,341 was settled in cash and represented a related-party transaction. The assets and liabilities where control was lost break down as follows:

in T€ 2016
Non-current assets
Property, plant and equipment 25
Deferred tax assets 18
Current assets
Inventories 1
Trade receivables 927
Financial assets 3
Other receivables and current assets 55
Cash and cash equivalents 671
Non-current liabilities
Provisions 5
Current liabilities
Provisions 23
Trade payables 393
Other financial liabilities 121
Other liabilities 140
Tax payables 15

Furthermore, 27 domestic (financial statements 31 December 2015: 26) and 28 foreign associates and Group companies (financial statements 31 December 2015: 30) were valued under the equity method. In the reporting period the equity interest in four companies was increased insofar as to be included fully in the consolidated group. Three companies were founded, three companies were included in the UBM interim consolidated financial statements for the first time as a result of purchases and three companies were eliminated from the consolidated group. For two of these companies, this involved related party transactions; the purchase price of T€12,268 was settled in cash.

2.1. FIRST-TIME CONSOLIDATIONS

The following five companies were consolidated in full for the first time in these interim financial statements:

Because of new foundations Date of initial consolidation
UBM hotels Management GmbH 4.5.2016
Because of an increase in shares held Date of initial consolidation
PBP IT-Services spolka z ograniczona odpowiedzialnoscia 11.1.2016
Poleczki Development Spolka z ograniczona odpowiedzialnocia 11.1.2016
Poleczki Lisbon Office Spolka z ograniczona odpowiedzialnoscia 11.1.2016
GF Ramba Spolka z ograniczona odpowiedzialnoscia 30.6.2016

The increase in shares held in Poleczki Development Spolka z ograniczona odpowiedzialnocia and Poleczki Lisbon Office Spolka z ograniczona odpowiedzialnoscia relate to the purchase of property and the respective financing of this real estate, which does not qualify as a business combination under IFRS 3.

T€16 was used for the purchase of the remaining 50% in GF Ramba Spolka z ograniczona odpowiedzialnoscia. The purchase price was paid in full and provisionally allocated to the Group's liabilities and assets as follows:

in T€ 2016
Non-current assets
Intangible assets 1
Property, plant and equipment 186
Investment property 12,167
Deferred tax assets 109
Current assets
Trade receivables 10
Financial assets 196
Other receivables and current assets 0
Cash and cash equivalents 130
Non-current liabilities
Deferred tax liabilities -708
Current liabilities
Financial liabilities -4,283
Trade payables -372
Other financial liabilities -5,771
Other liabilities -10
Fair value of the equity stake already held
Purchase price
1,639
16

The valuation of the previously held shares did not yield a result.

T€38 was used for the purchase of the remaining 50% in PBP IT-Services spolka z ograniczona odpowiedzialnoscia. The purchase price was paid in full and provisionally allocated to the Group's liabilities and assets as follows:

in T€ 2016
Non-current assets
Property, plant and equipment 159
Current assets
Trade receivables 10
Other receivables and current assets 21
Cash and cash equivalents 99
Non-current liabilities
Current liabilities
Trade payables -71
Other financial liabilities -120
Fair value of the equity stake already held 60
Purchase price 38

The valuation of the previously held shares did not yield a result.

The company consolidated for the first time contributed T€6 to EBT for the period and T€62 to revenue.

3. ACCOUNTING AND VALUATION METHODS

The accounting and valuation methods applied in the consolidated financial statements of 31 December 2015, which are presented in the notes to the consolidated annual financial statements, were used, unmodified, in the interim report, with the exception of the following standards and interpretations which have been adopted for the first time:

Amendments to standards and interpretations

Amendment to IAS 19 Employee Benefits

The amendment clarifies how employees' contributions or contributions from third parties which are linked to service should be attributed to periods of service and also permits a practical expedient if the amount of the contributions is independent of the number of years of service. The amendment applies to fiscal years beginning on or after 1 February 2015.

Annual Improvements to IFRSs (2010–2012 Cycle)

The Annual Improvements to IFRSs 2010–2012 Cycle contains a number of minor amendments to different standards. The amendments apply to fiscal years beginning on or after 1 February 2015. The standards affected by these amendments include: IFRS 2 Share-based Payment; IFRS 3 Business Combinations; IFRS 8 Operating Segments; IFRS 13 Fair Value Measurement; IAS 16 Property, Plant and Equipment; IAS 24 Related Party Disclosures; and IAS 38 Intangible Assets.

Amendments to IFRS 11: Accounting for Acquisitions of Interests in Joint Operations

The amendments relate to accounting for interests in joint ventures and joint operations. This amendment will involve the inclusion of new guidance in IFRS 11 on accounting for acquisitions on interests in joint operations which constitute a business. The amendments apply to fiscal years beginning on or after 1 January 2016.

Amendments to IAS 16 and IAS 38: Clarification of Acceptable Methods of Depreciation and Amortisation

The amendments to IAS 16 "Property, Plant and Equipment" and IAS 38 "Intangible Assets" clarify that a depreciation method that is based on revenue that is generated by an activity that includes the use of an asset is not appropriate because such methods reflect factors other than the pattern of consumption of an asset's expected future economic benefits. The amendments also specify that a revenue-based amortisation method for determining the future economic benefits of intangible assets is generally inappropriate, whereby this presumption can be overcome under specific limited circumstances. The amendments apply to fiscal years beginning on or after 1 January 2016.

Amendments to IAS 16 and IAS 41: Bearer Plants

The amendments to IAS 16 "Property, Plant and Equipment" and IAS 41 "Agriculture" relate to the financial reporting for bearer plants. Bearer plants, which are used solely to grow produce, have been brought into the scope of IAS 16. This means that they can be accounted for in the same way as property, plant and equipment. The amendments apply to fiscal years beginning on or after 1 January 2016.

Amendments to IAS 27: Equity Method in Separate Financial Statements

The minor amendments to IAS 27 "Separate Financial Statements" allow entities to use the equity method as an accounting option for investments in subsidiaries, joint ventures and associates in an entity's separate financial statements. The amendments apply to fiscal years beginning on or after 1 January 2016.

Annual Improvements to IFRSs 2012–2014 Cycle

The Annual Improvements to IFRSs 2012–2014 Cycle involves a range of small amendments to various standards. Some of the amendments relate to:

  • IFRS 5 "Non-current Assets Held for Sale and Discontinued Operations" adds specific guidance for cases in which an entity reclassifies an asset from "held for sale" to "held for distribution" or vice versa and cases in which held-for-distribution accounting is discontinued.
  • IFRS 7 "Financial Instruments: Disclosures" clarifies whether a servicing contract is continuing involvement in a transferred asset and clarifies offsetting disclosures to the condensed interim financial statements.
  • IAS 19 "Employee Benefits" the amendments clarify that the corporate bonds used in estimating the discount rate for post-employment benefits should be denominated in the same currency as the benefits to be paid.
  • IAS 34 "Interim Financial Reporting" proposes the inclusion of a cross-reference to information disclosed in interim financial reports.

All of the amendments will apply to fiscal years beginning on or after 1 January 2016.

Amendments to IAS 1: Disclosure Initiative

In December 2014 the IASB issued amendments to IAS 1 "Presentation of Financial Statements". The amendments primarily relate to the following points:

  • Clarifying that disclosures in the financial statements are only necessary if their content is not immaterial.
  • Guidance on aggregating and disaggregating items in the statement of financial position and statement of profit or loss and other comprehensive income.
  • Clarifying how to account for an entity's share of other comprehensive income of equity-accounted companies accounted for under the equity method in the statement of comprehensive income.
  • Eliminating the model structure of the financial statements in order to take account of relevance to the specific company.

The amendments apply to reporting periods beginning on or after 1 January 2016.

Amendments to IFRS 10, IFRS 12 and IAS 28: Investment Entities: Applying the Consolidation Exception

The IASB issued amendments to IFRS 10 – "Consolidated Financial Statements", IFRS 12 – "Disclosure of Interests in Other Entities" and IAS 28 – "Investments in Associates and Joint Ventures" with regard to applying the consolidation exception for investment entities. The amendments serve to clarify three issues related to the consolidation exception for investment entities whose subsidiaries are measured at fair value.

The amendments apply to reporting periods beginning on or after 1 January 2016.

The following standards and interpretations have been published in the period between 31 December 2015 and the preparation of these interim consolidated financial statements and do not yet need to be applied compulsorily nor have they been adopted into EU law:

Effective date in acc. with IASB
Amendment to IFRS 2 1.1.2018
Amendment to IFRS 15 1.1.2018
Amendment to IFRS 4 1.1.2018

The first-time application of the standards and interpretations, as well as the amendments to the standards, have not had an impact on the interim consolidated financial statements.

The interim consolidated financial statements at 30 September 2016 use the same consolidation methods and basis for currency exchange as were used in the annual financial statements at 31 December 2015.

4. ESTIMATES AND ASSUMPTIONS

Producing interim consolidated financial statements in accordance with IFRSs requires management to make estimates and assumptions which affect the amount and disclosure of assets and liabilities in the statement of financial position, income and expense, as well as entries regarding contingent liabilities in the interim report. Actual results may deviate from these estimates.

5. DIVIDENDS

A resolution was passed at the Annual General Meeting on 25 May 2016 to pay out a dividend of €1.60 per ordinary share, which corresponds to €11,955,488 for 7,472,180 ordinary shares, with the remainder of €20,758 carried forward to new account. The dividends were paid out on 3 June 2016.

6. EARNINGS PER SHARE

in T€ 1–9/2016 1–9/2015
Profit for the period attributable to shareholders of the parent 16,950 16,670
Weighted average number of shares issued 7,472,180 6,709,801

7. NON-CURRENT ASSETS HELD FOR SALE

The non-current assets held for sale involve one office property in Poland and one in Austria, as well as a hotel under construction in Austria, for which the company is actively searching for a buyer. The company assumes that it will be able to close the sales in the business year 2016.

8. SHARE CAPITAL

Share capital No. 2016 € 2016 No. 2015 € 2015
Ordinary bearer shares 7,472,180 22,416,540 7,472,180 22,416,540

9. AUTHORISED CAPITAL

Subject to approval being granted by the Supervisory Board, the Managing Board is authorised until 7 May 2019 to increase the share capital by up to €4,613,460 by issuing up to 1,537,820 new ordinary no-par bearer shares in exchange for cash and/or contribution in kind, in multiple tranches if so wished, also under application of indirect pre-emptive rights pursuant to Sec. 153 Para. 6 Austrian Stock Corporation Act; the Managing Board is also authorised to specify the issue price, issue conditions, the subscription ratio and other details with the approval of the Supervisory Board. The Supervisory Board is entitled to pass resolutions on amending the statutes to allow the Managing Board to make use of this authorisation.

Furthermore, the Managing Board is permitted, with the approval of the Supervisory Board, to acquire treasury shares in the Company up to the legally permitted level of 10% of share capital, including treasury shares already bought back for a 30-month period beginning on the date the resolution was passed (20 May 2015).

10. MEZZANINE AND HYBRID CAPITAL

The merger of PIAG as the transferring company and UBM as the absorbing company led to the transfer of mezzanine capital totalling €100 million and hybrid capital totalling €25.3 million, issued by PIAG in November 2014, to UBM by way of legal succession. Both the mezzanine capital and the hybrid capital are fundamentally subject to ongoing interest. In December 2015 €50.0 million of the mezzanine capital was paid back.

UBM is only obliged to pay interest on the mezzanine capital and hybrid capital if it resolves to pay a dividend to shareholders from the annual surplus. UBM is not obliged to pay the due interest for one year in the absence of a profit payout, and if the issuer utilises their right not to pay, then this unpaid interest is kept in arrears which must be paid as soon as the issuer decides that a dividend from the annual surplus is payable to their holdings or shareholders.

In the case of dismissal by UBM of the mezzanine or hybrid capital, the mezzanine or hybrid capital becomes due to the holders, in addition to the valid interest accrued by this date and outstanding interest. The hybrid capital can only be paid back if, prior to the pay back, a process is carried out in accordance with Sec. 178 Stock Exchange Act in the amount of the planned equity pay back in the course of a capital increase in accordance with Sec. 149 et seq. Stock Exchange Act, or if a capital adjustment is carried out.

As payments, interest and capital redemption are only compulsory when the conditions are activated, where their activation can be authorised or prevented by UBM, and the Group therefore has the option of avoiding payment on the mezzanine and hybrid capital permanently, this mezzanine and hybrid capital is categorised as equity instruments. Interest which is paid, less any tax effect such as profit payouts, is to be recorded directly in equity as a deduction.

Both the mezzanine capital and the hybrid capital are held by PORR AG.

11. FINANCIAL INSTRUMENTS

In accordance with IFRS 7.29, the carrying amount of the financial instruments represents a reasonable approximation of the fair value, with the exception of held-to-maturity financial assets and available-for-sale assets (fair value hierarchy level 1), bonds subject to fixed interest rates (fair value hierarchy level 1) and borrowings and overdrafts from banks subject to fixed interest rates and other financial liabilities subject to fixed interest rates (fair value hierarchy level 3).

The fair value measurement of the bonds is carried out on the basis of stock market prices. Loans and borrowings and other financial assets are valued using the discounted cash flow method, whereby the Zero Coupon Yield Curve published by Reuters on 30 September 2016 was used for discounting the cash flow.

The financial assets classified as available for sale at cost consist of associated companies (GmbH shares) of minor significance, which are not listed on an active market and whose market value cannot be reliably determined. These are accounted for at acquisition cost. There is no intention to sell shares in these project companies as long as a project has not been realised.

Carrying amounts, measurement rates and fair values

MEASUREMENT IN ACC. WITH IAS 39
Measure
ment in
acc. with
IAS 39
Carrying
amount at
30 Sep
2016
(Continuing)
acquisition
costs
Fair value
other com
prehensive
income
Fair value
affecting
net income
Fair value
hierarchy
(IFRS 7.27A)
Fair Value
at 30 Sep
2016
ASSETS
Project financing
at variable interest rates LaR 112,440 112,440 - - - -
Other financial assets HtM 3,797 3,797 - - Level 1 4,516
Other financial assets AfS (at cost) 1,817 1,817 - - - -
Other financial assets AfS 273 - 273 - Level 1 273
Trade receivables LaR 33,589 33,589 - - - -
Financial assets LaR 13,635 13,635 - - - -
Cash and cash equivalents - 85,541 85,541 - - - -
LIABILITIES
Bonds
at fixed interest rates FLAC 322,956 322,956 - - Level 1 338,982
Borrowings and overdrafts
from banks
at variable interest rates FLAC 348,059 348,059 - - - -
at fixed interest rates FLAC 12,201 12,201 - - Level 3 12,288
Other financial liabilities
at variable interest rates FLAC 19 19 - - - -
at fixed interest rates FLAC 38,703 38,703 - - Level 3 38,691
Lease obligations - 15,174 15,174 - - - -
Trade payables FLAC 76,967 76,967 - - - -
Other financial liabilities FLAC 43,544 43,544 - - - -
Derivatives (without hedges) FLHfT 37 - - 37 - -
BY CATEGORY
Loans and receivables LaR 159,664 159,664 - - - -
Held to maturity HtM 3,797 3,797 - - - -
Available-for-sale
financial assets
AfS (at cost) 1,817 1,817 - - - -
Available-for-sale
financial assets
AfS 273 - 273 - - -
Cash and cash equivalents - 85,541 85,541 - - - -
Financial liabilities measured
at amortised cost
FLAC 842,449 842,449 - - - -
Financial liabilities
held for trading
FLHfT 37 - - 37 - -
Measure
ment in
acc. with
IAS 39
Carrying
amount at
31 Dec 2015
(Continuing)
acquisition
costs
Fair value
other com
prehensive
income
Fair value
affecting
net income
Fair value
hierarchy
(IFRS 7.27A)
Fair
Value at
31 Dec 2015
ASSETS
Project financing
at variable interest rates LaR 88,777 88,777 - - - -
Other financial assets HtM 3,797 3,797 - - Level 1 4,372
Other financial assets AfS (at cost) 1,824 1,824 - - - -
Other financial assets AfS 273 - 273 - Level 1 273
Trade receivables LaR 43,042 43,042 - - - -
Financial assets LaR 13,521 13,521 - - - -
Cash and cash equivalents - 93,744 93,744 - - - -
LIABILITIES
Bonds
at fixed interest rates FLAC 321,908 321,908 - - Level 1 335,718
Borrowings and overdrafts
from banks
at variable interest rates FLAC 310,815 310,815 - - - -
at fixed interest rates FLAC 5,808 5,808 - - Level 3 4,716
Other financial liabilities
at variable interest rates FLAC 19 19 - - - -
at fixed interest rates FLAC 28,724 28,724 - - Level 3 28,047
Lease obligations - 35,846 35,846 - - - -
Trade payables FLAC 55,204 55,204 - - - -
Other financial liabilities FLAC 56,102 56,102 - - - -
Derivatives (without hedges) FLHfT 334 334 - 334 - -
BY CATEGORY
Loans and receivables LaR 145,340 145,340 - - - -
Held to maturity HtM 3,797 3,797 - - - -
Available-for-sale
financial assets
AfS (at cost) 1,824 1,824 - - - -
Available-for-sale
financial assets
AfS 273 - 273 - - -
Cash and cash equivalents - 93,744 93,744 - - - -
Financial liabilities measured
at amortised cost
FLAC 778,580 778,580 - - - -
Financial liabilities
held for trading
FLHfT 334 334 - 334 - -

MEASUREMENT IN ACC. WITH IAS 39

12. TRANSACTIONS WITH RELATED PARTIES

Transactions between Group companies and those accounted for under the equity method primarily relate to project development and construction as well as providing loans and the respective interest charges.

In addition to companies accounted for under the equity method, related parties pursuant to IAS 24 include PORR AG and its subsidiaries, as well as companies of the IGO-Ortner Group and Strauss Group as they, or their controlling entity, has significant influence over UBM as a result of the existing syndicate.

Transactions in the business year between companies included in the UBM Group's consolidated financial statements and the PORR Group companies primarily relate to construction services and a loan totalling T€150,000, of which T€24,832 had been drawn on as of the reporting date. The loan is for the purpose of advance and interim financing of property development projects.

In addition, interest totalling T€4,770 was paid to PORR AG for the mezzanine capital and the hybrid capital in the 2016 business year.

13. EVENTS AFTER THE END OF THE REPORTING PERIOD

There were no events after the end of the reporting period which are subject to disclosure.

21 November 2016, Vienna

The Managing Board

Thomas G. Winkler Chairman

Martin Löcker Claus Stadler Michael Wurzinger

GLOSSARY

ATX Austrian Traded Index, the leading index of the Vienna Stock Exchange
Dividend yield Dividend per share in relation to the share price
EBIT Earnings Before Interest and Taxes
EBITDA Earnings Before Interest, Taxes, Depreciation and Amortisation
EBT Earnings Before Taxes
Equity ratio Average equity in relation to total assets
EURO STOXX 50 A stock index that includes the 50 largest listed companies in the eurozone
IAS International Accounting Standards
IFRS International Financial Reporting Standards
Impairment test In accordance with IAS 36, the value of assets shall be subjected to a regular impairment
test, which determines any interim impairment of the asset's value and thereby leads to
adjustment entries
Market capitalisation Share price multiplied by the number of shares in issue
Net debt Non-current and current bonds plus non-current and current financial liabilities minus
cash and cash equivalents
P/E ratio Price-earnings ratio, the share price in relation to earnings per share
Profit for the period EBT after income and tax expenses
Sales proceeds The share of revenue/total output generated by the sale of property projects
Total Output The Total Output corresponds to the companies included in full in the consolidated group
as well as companies recognised under the equity method and from share deals in line
with the stake held by UBM

DISCLAIMER

This quarterly report also contains statements relating to the future which are based on estimates and assumptions which are made by managerial staff to the best of their current knowledge.

Future-related statements may be identified as such by expressions such as "expected", "target" or similar constructions. Forecasts related to the future development of the company take the form of estimates based on information available at 30 September 2016. Actual results may differ from the forecast if they are shown to be based on inaccurate assumptions or are subject to unforeseen risks.

Every care has been taken to ensure that all information contained in every part of this quarterly report as at 30 September 2016 is accurate and complete. We regret that we cannot rule out possible round-off, typesetting and printing errors.

This report is a translation into English of the quarterly report issued in the German language and is provided solely for the convenience of English-speaking users. In the event of a discrepancy or translation error, the German-language version prevails.

FINANCIAL CALENDAR 2017
Publication Yearly Financial Report 2016 Annual Report 2016 6.4.2017
Press conference 6.4.2017
Record Date for attending the 136th Annual General Meeting, Vienna 13.5.2017
136th Annual General Meeting, Location: EURO PLAZA,
Am Euro Platz 2, Building G, 112 Vienna; 2pm
23.5.2017
Ex-dividend trading on the Vienna Stock Exchange 30.5.2017
Interim report on the 1st Quarter 2017 31.5.2017
Record Date dividend 31.5.2017
Date of dividend payment for the fiscal year 2016 1.6.2017
Interest payment UBM Corporate Bond 2015 9.6.2017
Interest payment UBM Corporate Bond 2014 10.7.2017
Publication Half-Year Financial Report 2017 29.8.2017
Interim report on the 3rd Quarter 2017 28.11.2017
Interest payment UBM Corporate Bond 2015 11.12.2017

ACKNOWLEDGEMENTS

Media proprietor and publisher

UBM Development AG Floridsdorfer Hauptstrasse 1 1210 Vienna, Austria Tel: +43 (0) 50 626-2600 www.ubm.at, www.ubm.eu

Concept, design and editing

UBM Development AG Investor Relations & Corporate Communications be.public Corporate & Financial Communications GmbH Heiligenstädter Strasse 50, 1190 Vienna, Austria www.bepublic.at

Images

Florian Vierhauser (photographer), UBM Development AG STRAUSS & PARTNER Development GmbH © FOON (Rosenhügel) © Henn (Zalando) © ZOOM VP.AT (QBC)

CONTACT

Investor Relations & Corporate Communications Milena Ioveva Tel: +43 (0) 50 626-1763 [email protected], [email protected]

UBM Development AG

Floridsdorfer Hauptstrasse 1 1210 Vienna, Austria Tel: +43 (0) 50 626-2600 www.ubm.at, www.ubm.eu