Uber Technologies, Inc — Major Shareholding Notification 2022

Feb 14, 2022

SC 13G/A 1 d275851dsc13ga.htm SC 13G/A SC 13G/A

Securities and Exchange Commission

Washington, D.C. 20549

Schedule 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)*

Uber Technologies, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

90353T100

(CUSIP Number)

December 31, 2021

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

• The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 90353T100 Schedule 13G Page 1 of 8

1	Names of Reporting Persons SB Investment Advisers (UK) Limited
2	Check the Appropriate Box
if a Member of a Group (a) ☐ (b) ☐
3	SEC Use Only
4	Citizenship or Place of
Organization England and Wales

Number of Shares Beneficially Owned by Each Reporting Person With	Sole Voting Power 0
6	Shared Voting Power 73,309,878
7	Sole Dispositive Power 0
8	Shared Dispositive Power 73,309,878

9	Aggregate Amount Beneficially Owned by Each Reporting Person 73,309,878
10	Check if the Aggregate
Amount in Row (9) Excludes Certain Shares Not
Applicable
11	Percent of
Class Represented by Amount in Row 9 3.8%
12	Type of Reporting
Person CO

CUSIP No. 90353T100 Schedule 13G Page 2 of 8

1	Names of Reporting Persons Softbank Vision Fund (AIV S1) L.P.
2	Check the Appropriate Box
if a Member of a Group (a) ☐ (b) ☐
3	SEC Use Only
4	Citizenship or Place of
Organization Delaware

Number of Shares Beneficially Owned by Each Reporting Person With	Sole Voting Power 0
6	Shared Voting Power 73,309,878
7	Sole Dispositive Power 0
8	Shared Dispositive Power 73,309,878

9	Aggregate Amount Beneficially Owned by Each Reporting Person 73,309,878
10	Check if the Aggregate
Amount in Row (9) Excludes Certain Shares Not
Applicable
11	Percent of
Class Represented by Amount in Row 9 3.8%
12	Type of Reporting
Person PN

CUSIP No. 90353T100 Schedule 13G Page 3 of 8

1	Names of Reporting Persons SB Cayman 2 Limited
2	Check the Appropriate Box
if a Member of a Group (a) ☐ (b) ☐
3	SEC Use Only
4	Citizenship or Place of
Organization Cayman Islands

Number of Shares Beneficially Owned by Each Reporting Person With	Sole Voting Power 0
6	Shared Voting Power 73,309,878
7	Sole Dispositive Power 0
8	Shared Dispositive Power 73,309,878

9	Aggregate Amount Beneficially Owned by Each Reporting Person 73,309,878
10	Check if the Aggregate
Amount in Row (9) Excludes Certain Shares Not
Applicable
11	Percent of
Class Represented by Amount in Row 9 3.8%
12	Type of Reporting
Person CO

CUSIP No. 90353T100 Schedule 13G Page 4 of 8

ITEM 1. (a) Name of Issuer:

Uber Technologies, Inc. (the “Issuer”).

(b) Address of Issuer’s Principal Executive Offices:

1515 3rd Street, San Francisco, California 94158

ITEM 2. (a) Name of Person Filing:

Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:

SB Investment Advisers (UK) Limited (“SBIA UK”)

Softbank Vision Fund (AIV S1) L.P. (“AIV S1”)

SB Cayman 2 Limited

(b) Address or Principal Business Office:

The address for SBIA UK is 69 Grosvenor Street, London W1K 3JP, United Kingdom. The address for AIV S1 is 251 Little Falls Drive, Wilmington, DE 19808. The address for SB Cayman 2 Limited is c/o Walkers, 190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands.

(c) Citizenship of each Reporting Person is:

SBIA UK is organized under the laws of England and Wales. AIV S1 is organized under the laws of the State of Delaware. SB Cayman 2 Limited is organized under the laws of the Cayman Islands.

(d) Title of Class of Securities:

Common Stock, par value $0.00001 per share (“Common Stock”).

(e) CUSIP Number:

90353T100

ITEM 3.

Not applicable.

CUSIP No. 90353T100 Schedule 13G Page 5 of 8

ITEM 4. Ownership.

(a-c)

The ownership information presented below represents beneficial ownership of Common Stock of the Issuer as of December 31, 2021, based upon 1,940,111,822 shares of Common Stock outstanding as of October 31, 2021, based on the Issuer’s prospectus filed with the Securities and Exchange Commission on November 12, 2021.

Reporting Person — SB Investment Advisers (UK) Limited	73,309,878	3.8 %	0	73,309,878	0	73,309,878
Softbank Vision Fund (AIV S1) L.P.	73,309,878	3.8 %	0	73,309,878	0	73,309,878
SB Cayman 2 Limited	73,309,878	3.8 %	0	73,309,878	0	73,309,878

SB Cayman 2 Limited is the record holder of the securities reported herein. SB Cayman 2 Limited is wholly owned by AIV S1.

SBIA UK has been appointed as alternative investment fund manager (“AIFM”) of AIV S1. SBIA UK is authorized and regulated by the UK Financial Conduct Authority and is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of AIV S1’s investments. As a result of these relationships, each of the Reporting Persons may be deemed to share beneficial ownership of the securities reported herein.

ITEM 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒.

ITEM 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

ITEM 8. Identification and Classification of Members of the Group.

Not applicable.

CUSIP No. 90353T100 Schedule 13G Page 6 of 8

ITEM 9. Notice of Dissolution of Group.

Not applicable.

ITEM 10. Certification.

Not applicable.

CUSIP No. 90353T100 Schedule 13G Page 7 of 8

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date : February 14, 2022

SB Investment Advisers (UK) Limited
By:	/s/ Spencer Collins
Name:	Spencer Collins
Title:	General Counsel
SoftBank Vision Fund (AIV S1) L.P.
By: SB Investment Advisers (UK) Limited, its Manager
By:	/s/ Spencer Collins
Name:	Spencer Collins
Title:	General Counsel
SB Cayman 2 Limited
By:	/s/ Karen Ellerbe
Name:	Karen Ellerbe
Title:	Director

CUSIP No. 90353T100 Schedule 13G Page 8 of 8

LIST OF EXHIBITS

Exhibit No.	Description
99	Joint Filing Agreement (previously filed).