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Uber Technologies, Inc — Director's Dealing 2024
Jan 19, 2024
29789_dirs_2024-01-18_41354e85-113c-4d82-a2a6-40998419123d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2024-01-16
Reporting Person: Hazelbaker Jill (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-16 | Common Stock | M | 2547.00 | — | Acquired | 123113.00 | Direct |
| 2024-01-16 | Common Stock | M | 2689.00 | — | Acquired | 125802.00 | Direct |
| 2024-01-16 | Common Stock | M | 1698.00 | — | Acquired | 127500.00 | Direct |
| 2024-01-16 | Common Stock | M | 4670.00 | — | Acquired | 132170.00 | Direct |
| 2024-01-16 | Common Stock | M | 2438.00 | — | Acquired | 134608.00 | Direct |
| 2024-01-16 | Common Stock | F | 1241.00 | $63.65 | Disposed | 133367.00 | Direct |
| 2024-01-16 | Common Stock | F | 1376.00 | $63.65 | Disposed | 131991.00 | Direct |
| 2024-01-16 | Common Stock | F | 882.00 | $63.65 | Disposed | 131109.00 | Direct |
| 2024-01-16 | Common Stock | F | 2434.00 | $63.65 | Disposed | 128675.00 | Direct |
| 2024-01-16 | Common Stock | F | 1385.00 | $63.65 | Disposed | 127290.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-16 | Restricted Stock Units | $ | M | 2547.00 | Disposed | Common Stock (2547.00) | Direct | |
| 2024-01-16 | Restricted Stock Units | $ | M | 2689.00 | Disposed | Common Stock (2689.00) | Direct | |
| 2024-01-16 | Restricted Stock Units | $ | M | 1698.00 | Disposed | Common Stock (1698.00) | Direct | |
| 2024-01-16 | Restricted Stock Units | $ | M | 4670.00 | Disposed | Common Stock (4670.00) | Direct | |
| 2024-01-16 | Restricted Stock Units | $ | M | 2438.00 | Disposed | Common Stock (2438.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7702.00 | Indirect |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2024.
F3: Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4: The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The Form 4 filed on December 19, 2023 inadvertently reported that the reporting person beneficially owned 72,564 derivative securities as of December 16, 2023, instead of 72,594. As of January 16, 2024, the reporting person beneficially owned 69,905 derivative securities.
F7: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F9: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.