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Uber Technologies, Inc — Director's Dealing 2024
Feb 22, 2024
29789_dirs_2024-02-21_749978a2-0eb9-4212-b3a5-c6f8b3fb52dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2024-02-16
Reporting Person: Hazelbaker Jill (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-16 | Common Stock | M | 2546.00 | — | Acquired | 108536.00 | Direct |
| 2024-02-16 | Common Stock | M | 2688.00 | — | Acquired | 111224.00 | Direct |
| 2024-02-16 | Common Stock | M | 1698.00 | — | Acquired | 112922.00 | Direct |
| 2024-02-16 | Common Stock | M | 4669.00 | — | Acquired | 117591.00 | Direct |
| 2024-02-16 | Common Stock | M | 2437.00 | — | Acquired | 120028.00 | Direct |
| 2024-02-16 | Common Stock | F | 1406.00 | $78.41 | Disposed | 118622.00 | Direct |
| 2024-02-16 | Common Stock | F | 1440.00 | $78.41 | Disposed | 117182.00 | Direct |
| 2024-02-16 | Common Stock | F | 997.00 | $78.41 | Disposed | 116185.00 | Direct |
| 2024-02-16 | Common Stock | F | 2752.00 | $78.41 | Disposed | 113433.00 | Direct |
| 2024-02-16 | Common Stock | F | 1554.00 | $78.41 | Disposed | 111879.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-16 | Restricted Stock Units | $ | M | 2546.00 | Disposed | Common Stock (2546.00) | Direct | |
| 2024-02-16 | Restricted Stock Units | $ | M | 2688.00 | Disposed | Common Stock (2688.00) | Direct | |
| 2024-02-16 | Restricted Stock Units | $ | M | 1698.00 | Disposed | Common Stock (1698.00) | Direct | |
| 2024-02-16 | Restricted Stock Units | $ | M | 4669.00 | Disposed | Common Stock (4669.00) | Direct | |
| 2024-02-16 | Restricted Stock Units | $ | M | 2437.00 | Disposed | Common Stock (2437.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9002.00 | Indirect |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2024.
F3: Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4: The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.