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Uber Technologies, Inc — Director's Dealing 2024
Mar 20, 2024
29789_dirs_2024-03-19_3474b290-6e30-4d17-afd3-cf47e9b2026a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2024-03-16
Reporting Person: Ceremony Glen (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-16 | Common Stock | M | 3335.00 | — | Acquired | 179547.00 | Direct |
| 2024-03-16 | Common Stock | M | 1516.00 | — | Acquired | 181063.00 | Direct |
| 2024-03-16 | Common Stock | M | 1440.00 | — | Acquired | 182503.00 | Direct |
| 2024-03-16 | Common Stock | M | 722.00 | — | Acquired | 183225.00 | Direct |
| 2024-03-16 | Common Stock | M | 650.00 | — | Acquired | 183875.00 | Direct |
| 2024-03-16 | Common Stock | M | 580.00 | — | Acquired | 184455.00 | Direct |
| 2024-03-16 | Common Stock | F | 1654.00 | $76.07 | Disposed | 182801.00 | Direct |
| 2024-03-16 | Common Stock | F | 714.00 | $76.07 | Disposed | 182087.00 | Direct |
| 2024-03-16 | Common Stock | F | 752.00 | $76.07 | Disposed | 181335.00 | Direct |
| 2024-03-16 | Common Stock | F | 358.00 | $76.07 | Disposed | 180977.00 | Direct |
| 2024-03-16 | Common Stock | F | 323.00 | $76.07 | Disposed | 180654.00 | Direct |
| 2024-03-16 | Common Stock | F | 288.00 | $76.07 | Disposed | 180366.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-16 | Restricted Stock Units | $ | M | 3335.00 | Disposed | Common Stock (3335.00) | Direct | |
| 2024-03-16 | Restricted Stock Units | $ | M | 1516.00 | Disposed | Common Stock (1516.00) | Direct | |
| 2024-03-16 | Restricted Stock Units | $ | M | 1440.00 | Disposed | Common Stock (1440.00) | Direct | |
| 2024-03-16 | Restricted Stock Units | $ | M | 722.00 | Disposed | Common Stock (722.00) | Direct | |
| 2024-03-16 | Restricted Stock Units | $ | M | 580.00 | Disposed | Common Stock (580.00) | Direct | |
| 2024-03-16 | Restricted Stock Units | $ | M | 650.00 | Disposed | Common Stock (650.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2024.
F3: The reporting person was granted 33,348 restricted stock units (RSUs) on October 30, 2023. The vesting schedule is as follows: 1/10 of the total RSUs vested on December 16, 2023, 1/10 of the total RSUs will vest each quarter thereafter for 9 months, and 3/20 of the total number of RSUs will vest quarterly for the 12 months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.