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Uber Technologies, Inc — Director's Dealing 2024
Mar 20, 2024
29789_dirs_2024-03-19_8ef164d3-96e7-4d06-a21f-5efd14169e44.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2024-03-16
Reporting Person: West Tony (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-16 | Common Stock | M | 34772.00 | — | Acquired | 227762.00 | Direct |
| 2024-03-16 | Common Stock | M | 5604.00 | — | Acquired | 233366.00 | Direct |
| 2024-03-16 | Common Stock | M | 3073.00 | — | Acquired | 236439.00 | Direct |
| 2024-03-16 | Common Stock | M | 2910.00 | — | Acquired | 239349.00 | Direct |
| 2024-03-16 | Common Stock | M | 1806.00 | — | Acquired | 241155.00 | Direct |
| 2024-03-16 | Common Stock | M | 1213.00 | — | Acquired | 242368.00 | Direct |
| 2024-03-16 | Common Stock | F | 17240.00 | $76.07 | Disposed | 225128.00 | Direct |
| 2024-03-16 | Common Stock | F | 2779.00 | $76.07 | Disposed | 222349.00 | Direct |
| 2024-03-16 | Common Stock | F | 1524.00 | $76.07 | Disposed | 220825.00 | Direct |
| 2024-03-16 | Common Stock | F | 1443.00 | $76.07 | Disposed | 219382.00 | Direct |
| 2024-03-16 | Common Stock | F | 896.00 | $76.07 | Disposed | 218486.00 | Direct |
| 2024-03-16 | Common Stock | F | 602.00 | $76.07 | Disposed | 217884.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-16 | Restricted Stock Units | $ | M | 2910.00 | Disposed | Common Stock (2910.00) | Direct | |
| 2024-03-16 | Restricted Stock Units | $ | M | 3073.00 | Disposed | Common Stock (3073.00) | Direct | |
| 2024-03-16 | Restricted Stock Units | $ | M | 34772.00 | Disposed | Common Stock (34772.00) | Direct | |
| 2024-03-16 | Restricted Stock Units | $ | M | 1213.00 | Disposed | Common Stock (1213.00) | Direct | |
| 2024-03-16 | Restricted Stock Units | $ | M | 5604.00 | Disposed | Common Stock (5604.00) | Direct | |
| 2024-03-16 | Restricted Stock Units | $ | M | 1806.00 | Disposed | Common Stock (1806.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2024.
F3: The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: Consists of 34,772 restricted stock units (RSUs) granted to the reporting person on March 1, 2021 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2024. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.