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Uber Technologies, Inc — Director's Dealing 2024
Mar 20, 2024
29789_dirs_2024-03-19_6a8f7a0b-8515-41df-bc2d-72901a365a0b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2024-03-16
Reporting Person: Krishnamurthy Nikki (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-16 | Common Stock | M | 66065.00 | — | Acquired | 350997.00 | Direct |
| 2024-03-16 | Common Stock | M | 2305.00 | — | Acquired | 353302.00 | Direct |
| 2024-03-16 | Common Stock | M | 2112.00 | — | Acquired | 355414.00 | Direct |
| 2024-03-16 | Common Stock | M | 2001.00 | — | Acquired | 357415.00 | Direct |
| 2024-03-16 | Common Stock | M | 1806.00 | — | Acquired | 359221.00 | Direct |
| 2024-03-16 | Common Stock | F | 26380.00 | $76.07 | Disposed | 332841.00 | Direct |
| 2024-03-16 | Common Stock | F | 921.00 | $76.07 | Disposed | 331920.00 | Direct |
| 2024-03-16 | Common Stock | F | 844.00 | $76.07 | Disposed | 331076.00 | Direct |
| 2024-03-16 | Common Stock | F | 799.00 | $76.07 | Disposed | 330277.00 | Direct |
| 2024-03-16 | Common Stock | F | 725.00 | $76.07 | Disposed | 329552.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-16 | Restricted Stock Units | $ | M | 2001.00 | Disposed | Common Stock (2001.00) | Direct | |
| 2024-03-16 | Restricted Stock Units | $ | M | 2112.00 | Disposed | Common Stock (2112.00) | Direct | |
| 2024-03-16 | Restricted Stock Units | $ | M | 66065.00 | Disposed | Common Stock (66065.00) | Direct | |
| 2024-03-16 | Restricted Stock Units | $ | M | 2305.00 | Disposed | Common Stock (2305.00) | Direct | |
| 2024-03-16 | Restricted Stock Units | $ | M | 1806.00 | Disposed | Common Stock (1806.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2024.
F3: The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: Consists of 66,065 restricted stock units (RSUs) granted to the reporting person on March 1, 2021 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2024. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.