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Uber Technologies, Inc — Director's Dealing 2024
Apr 19, 2024
29789_dirs_2024-04-18_02608ed6-c2d8-40b8-9dd2-1cbe6b6db260.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2024-04-16
Reporting Person: Ceremony Glen (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-16 | Common Stock | M | 700.00 | — | Acquired | 181066.00 | Direct |
| 2024-04-16 | Common Stock | M | 1516.00 | — | Acquired | 182582.00 | Direct |
| 2024-04-16 | Common Stock | M | 1441.00 | — | Acquired | 184023.00 | Direct |
| 2024-04-16 | Common Stock | M | 722.00 | — | Acquired | 184745.00 | Direct |
| 2024-04-16 | Common Stock | M | 579.00 | — | Acquired | 185324.00 | Direct |
| 2024-04-16 | Common Stock | F | 348.00 | $74.13 | Disposed | 184976.00 | Direct |
| 2024-04-16 | Common Stock | F | 752.00 | $74.13 | Disposed | 184224.00 | Direct |
| 2024-04-16 | Common Stock | F | 715.00 | $74.13 | Disposed | 183509.00 | Direct |
| 2024-04-16 | Common Stock | F | 358.00 | $74.13 | Disposed | 183151.00 | Direct |
| 2024-04-16 | Common Stock | F | 288.00 | $74.13 | Disposed | 182863.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-16 | Restricted Stock Units | $ | M | 700.00 | Disposed | Common Stock (700.00) | Direct | |
| 2024-04-16 | Restricted Stock Units | $ | M | 1516.00 | Disposed | Common Stock (1516.00) | Direct | |
| 2024-04-16 | Restricted Stock Units | $ | M | 1441.00 | Disposed | Common Stock (1441.00) | Direct | |
| 2024-04-16 | Restricted Stock Units | $ | M | 722.00 | Disposed | Common Stock (722.00) | Direct | |
| 2024-04-16 | Restricted Stock Units | $ | M | 579.00 | Disposed | Common Stock (579.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 16, 2024.
F3: The reporting person was granted 33,597 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The Form 4 filed on March 5, 2024 inadvertently reported that the reporting person beneficially owned 66,945 derivative securities as of March 1, 2024, instead of 33,597. As of March 16, 2024, the reporting person beneficially owned 32,897 derivative securities.
F5: The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.