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Uber Technologies, Inc — Director's Dealing 2024
Apr 19, 2024
29789_dirs_2024-04-18_13ffa75f-5dc2-41d6-b430-3a076d43ce33.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2024-04-16
Reporting Person: Hazelbaker Jill (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-16 | Common Stock | M | 1493.00 | — | Acquired | 138229.00 | Direct |
| 2024-04-16 | Common Stock | M | 2546.00 | — | Acquired | 140775.00 | Direct |
| 2024-04-16 | Common Stock | M | 2689.00 | — | Acquired | 143464.00 | Direct |
| 2024-04-16 | Common Stock | M | 1698.00 | — | Acquired | 145162.00 | Direct |
| 2024-04-16 | Common Stock | M | 4670.00 | — | Acquired | 149832.00 | Direct |
| 2024-04-16 | Common Stock | F | 748.00 | $74.13 | Disposed | 149084.00 | Direct |
| 2024-04-16 | Common Stock | F | 1387.00 | $74.13 | Disposed | 147697.00 | Direct |
| 2024-04-16 | Common Stock | F | 1539.00 | $74.13 | Disposed | 146158.00 | Direct |
| 2024-04-16 | Common Stock | F | 989.00 | $74.13 | Disposed | 145169.00 | Direct |
| 2024-04-16 | Common Stock | F | 2735.00 | $74.13 | Disposed | 142434.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-16 | Restricted Stock Units | $ | M | 1493.00 | Disposed | Common Stock (1493.00) | Direct | |
| 2024-04-16 | Restricted Stock Units | $ | M | 2546.00 | Disposed | Common Stock (2546.00) | Direct | |
| 2024-04-16 | Restricted Stock Units | $ | M | 2689.00 | Disposed | Common Stock (2689.00) | Direct | |
| 2024-04-16 | Restricted Stock Units | $ | M | 1698.00 | Disposed | Common Stock (1698.00) | Direct | |
| 2024-04-16 | Restricted Stock Units | $ | M | 4670.00 | Disposed | Common Stock (4670.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9002.00 | Indirect |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 16, 2024.
F3: Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4: The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.