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Uber Technologies, Inc — Director's Dealing 2024
May 21, 2024
29789_dirs_2024-05-20_9b7a821d-21a2-4aeb-8077-fcade1fda573.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2024-05-16
Reporting Person: Ceremony Glen (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-16 | Common Stock | M | 700.00 | — | Acquired | 184201.00 | Direct |
| 2024-05-16 | Common Stock | M | 1515.00 | — | Acquired | 185716.00 | Direct |
| 2024-05-16 | Common Stock | M | 1440.00 | — | Acquired | 187156.00 | Direct |
| 2024-05-16 | Common Stock | M | 721.00 | — | Acquired | 187877.00 | Direct |
| 2024-05-16 | Common Stock | M | 579.00 | — | Acquired | 188456.00 | Direct |
| 2024-05-16 | Common Stock | F | 348.00 | $66.05 | Disposed | 188108.00 | Direct |
| 2024-05-16 | Common Stock | F | 752.00 | $66.05 | Disposed | 187356.00 | Direct |
| 2024-05-16 | Common Stock | F | 714.00 | $66.05 | Disposed | 186642.00 | Direct |
| 2024-05-16 | Common Stock | F | 358.00 | $66.05 | Disposed | 186284.00 | Direct |
| 2024-05-16 | Common Stock | F | 288.00 | $66.05 | Disposed | 185996.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-16 | Restricted Stock Units | $ | M | 700.00 | Disposed | Common Stock (700.00) | Direct | |
| 2024-05-16 | Restricted Stock Units | $ | M | 1515.00 | Disposed | Common Stock (1515.00) | Direct | |
| 2024-05-16 | Restricted Stock Units | $ | M | 1440.00 | Disposed | Common Stock (1440.00) | Direct | |
| 2024-05-16 | Restricted Stock Units | $ | M | 721.00 | Disposed | Common Stock (721.00) | Direct | |
| 2024-05-16 | Restricted Stock Units | $ | M | 579.00 | Disposed | Common Stock (579.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2024.
F3: Includes 638 shares acquired under Uber's 2019 Employee Stock Purchase Plan on May 20, 2024.
F4: The reporting person was granted 33,597 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.