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Uber Technologies, Inc — Director's Dealing 2024
Jun 19, 2024
29789_dirs_2024-06-18_26db5661-abcb-41bc-91f1-aaf122998ce3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2024-06-16
Reporting Person: Hazelbaker Jill (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-06-16 | Common Stock | M | 1494.00 | — | Acquired | 149654.00 | Direct |
| 2024-06-16 | Common Stock | M | 2546.00 | — | Acquired | 152200.00 | Direct |
| 2024-06-16 | Common Stock | M | 2689.00 | — | Acquired | 154889.00 | Direct |
| 2024-06-16 | Common Stock | M | 1698.00 | — | Acquired | 156587.00 | Direct |
| 2024-06-16 | Common Stock | M | 4669.00 | — | Acquired | 161256.00 | Direct |
| 2024-06-16 | Common Stock | F | 749.00 | $70.06 | Disposed | 160507.00 | Direct |
| 2024-06-16 | Common Stock | F | 1373.00 | $70.06 | Disposed | 159134.00 | Direct |
| 2024-06-16 | Common Stock | F | 1525.00 | $70.06 | Disposed | 157609.00 | Direct |
| 2024-06-16 | Common Stock | F | 982.00 | $70.06 | Disposed | 156627.00 | Direct |
| 2024-06-16 | Common Stock | F | 2717.00 | $70.06 | Disposed | 153910.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-06-16 | Restricted Stock Units | $ | M | 1494.00 | Disposed | Common Stock (1494.00) | Direct | |
| 2024-06-16 | Restricted Stock Units | $ | M | 2546.00 | Disposed | Common Stock (2546.00) | Direct | |
| 2024-06-16 | Restricted Stock Units | $ | M | 2689.00 | Disposed | Common Stock (2689.00) | Direct | |
| 2024-06-16 | Restricted Stock Units | $ | M | 1698.00 | Disposed | Common Stock (1698.00) | Direct | |
| 2024-06-16 | Restricted Stock Units | $ | M | 4669.00 | Disposed | Common Stock (4669.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9002.00 | Indirect |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on June 16, 2024.
F3: Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4: The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.