AI assistant
Uber Technologies, Inc — Director's Dealing 2024
Jul 19, 2024
29789_dirs_2024-07-18_a00d85ec-04ee-48a2-8c34-3cf95ca251ec.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2024-07-16
Reporting Person: Hazelbaker Jill (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-16 | Common Stock | M | 1493.00 | — | Acquired | 155403.00 | Direct |
| 2024-07-16 | Common Stock | M | 2547.00 | — | Acquired | 157950.00 | Direct |
| 2024-07-16 | Common Stock | M | 2689.00 | — | Acquired | 160639.00 | Direct |
| 2024-07-16 | Common Stock | M | 1698.00 | — | Acquired | 162337.00 | Direct |
| 2024-07-16 | Common Stock | M | 4670.00 | — | Acquired | 167007.00 | Direct |
| 2024-07-16 | Common Stock | F | 748.00 | $74.30 | Disposed | 166259.00 | Direct |
| 2024-07-16 | Common Stock | F | 1368.00 | $74.30 | Disposed | 164891.00 | Direct |
| 2024-07-16 | Common Stock | F | 1519.00 | $74.30 | Disposed | 163372.00 | Direct |
| 2024-07-16 | Common Stock | F | 979.00 | $74.30 | Disposed | 162393.00 | Direct |
| 2024-07-16 | Common Stock | F | 2710.00 | $74.30 | Disposed | 159683.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-16 | Restricted Stock Units | $ | M | 1493.00 | Disposed | Common Stock (1493.00) | Direct | |
| 2024-07-16 | Restricted Stock Units | $ | M | 2547.00 | Disposed | Common Stock (2547.00) | Direct | |
| 2024-07-16 | Restricted Stock Units | $ | M | 2689.00 | Disposed | Common Stock (2689.00) | Direct | |
| 2024-07-16 | Restricted Stock Units | $ | M | 1698.00 | Disposed | Common Stock (1698.00) | Direct | |
| 2024-07-16 | Restricted Stock Units | $ | M | 4670.00 | Disposed | Common Stock (4670.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9002.00 | Indirect |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2024.
F3: Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4: The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.