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Uber Technologies, Inc — Director's Dealing 2024
Sep 19, 2024
29789_dirs_2024-09-18_355c9337-19da-4554-820f-e3ff2575b914.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2024-09-16
Reporting Person: Ceremony Glen (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-16 | Common Stock | M | 700.00 | — | Acquired | 195869.00 | Direct |
| 2024-09-16 | Common Stock | M | 3335.00 | — | Acquired | 199204.00 | Direct |
| 2024-09-16 | Common Stock | M | 1516.00 | — | Acquired | 200720.00 | Direct |
| 2024-09-16 | Common Stock | M | 1441.00 | — | Acquired | 202161.00 | Direct |
| 2024-09-16 | Common Stock | M | 722.00 | — | Acquired | 202883.00 | Direct |
| 2024-09-16 | Common Stock | M | 579.00 | — | Acquired | 203462.00 | Direct |
| 2024-09-16 | Common Stock | F | 348.00 | $71.52 | Disposed | 203114.00 | Direct |
| 2024-09-16 | Common Stock | F | 1654.00 | $71.52 | Disposed | 201460.00 | Direct |
| 2024-09-16 | Common Stock | F | 752.00 | $71.52 | Disposed | 200708.00 | Direct |
| 2024-09-16 | Common Stock | F | 715.00 | $71.52 | Disposed | 199993.00 | Direct |
| 2024-09-16 | Common Stock | F | 358.00 | $71.52 | Disposed | 199635.00 | Direct |
| 2024-09-16 | Common Stock | F | 288.00 | $71.52 | Disposed | 199347.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-09-16 | Restricted Stock Units | $ | M | 700.00 | Disposed | Common Stock (700.00) | Direct | |
| 2024-09-16 | Restricted Stock Units | $ | M | 3335.00 | Disposed | Common Stock (3335.00) | Direct | |
| 2024-09-16 | Restricted Stock Units | $ | M | 1516.00 | Disposed | Common Stock (1516.00) | Direct | |
| 2024-09-16 | Restricted Stock Units | $ | M | 1441.00 | Disposed | Common Stock (1441.00) | Direct | |
| 2024-09-16 | Restricted Stock Units | $ | M | 722.00 | Disposed | Common Stock (722.00) | Direct | |
| 2024-09-16 | Restricted Stock Units | $ | M | 579.00 | Disposed | Common Stock (579.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2024.
F3: The reporting person was granted 33,597 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 33,348 restricted stock units (RSUs) on October 30, 2023. The vesting schedule is as follows: 1/10 of the total RSUs vested on December 16, 2023, 1/10 of the total RSUs will vest each quarter thereafter for 9 months, and 3/20 of the total number of RSUs will vest quarterly for the 12 months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.