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Uber Technologies, Inc — Director's Dealing 2024
Sep 19, 2024
29789_dirs_2024-09-18_4a9caf4b-5e8b-429f-894c-bc43729def5e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2024-09-16
Reporting Person: Hazelbaker Jill (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-16 | Common Stock | M | 1493.00 | — | Acquired | 165004.00 | Direct |
| 2024-09-16 | Common Stock | M | 2546.00 | — | Acquired | 167550.00 | Direct |
| 2024-09-16 | Common Stock | M | 2689.00 | — | Acquired | 170239.00 | Direct |
| 2024-09-16 | Common Stock | M | 1699.00 | — | Acquired | 171938.00 | Direct |
| 2024-09-16 | Common Stock | F | 748.00 | $71.52 | Disposed | 171190.00 | Direct |
| 2024-09-16 | Common Stock | F | 1357.00 | $71.52 | Disposed | 169833.00 | Direct |
| 2024-09-16 | Common Stock | F | 1508.00 | $71.52 | Disposed | 168325.00 | Direct |
| 2024-09-16 | Common Stock | F | 973.00 | $71.52 | Disposed | 167352.00 | Direct |
| 2024-09-16 | Common Stock | S | 40000.00 | $72.0011 | Disposed | 127352.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-09-16 | Restricted Stock Units | $ | M | 1493.00 | Disposed | Common Stock (1493.00) | Direct | |
| 2024-09-16 | Restricted Stock Units | $ | M | 2546.00 | Disposed | Common Stock (2546.00) | Direct | |
| 2024-09-16 | Restricted Stock Units | $ | M | 2689.00 | Disposed | Common Stock (2689.00) | Direct | |
| 2024-09-16 | Restricted Stock Units | $ | M | 1699.00 | Disposed | Common Stock (1699.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9002.00 | Indirect |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2024.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.06, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F5: The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.