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Uber Technologies, Inc — Director's Dealing 2024
Nov 20, 2024
29789_dirs_2024-11-19_284b6f3a-c7cb-419c-96d5-b40e79a589ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2024-11-16
Reporting Person: Krishnamurthy Nikki (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-16 | Common Stock | M | 1120.00 | — | Acquired | 362995.00 | Direct |
| 2024-11-16 | Common Stock | M | 2001.00 | — | Acquired | 364996.00 | Direct |
| 2024-11-16 | Common Stock | M | 2113.00 | — | Acquired | 367109.00 | Direct |
| 2024-11-16 | Common Stock | M | 2305.00 | — | Acquired | 369414.00 | Direct |
| 2024-11-16 | Common Stock | F | 448.00 | $73.25 | Disposed | 368966.00 | Direct |
| 2024-11-16 | Common Stock | F | 799.00 | $73.25 | Disposed | 368167.00 | Direct |
| 2024-11-16 | Common Stock | F | 844.00 | $73.25 | Disposed | 367323.00 | Direct |
| 2024-11-16 | Common Stock | F | 921.00 | $73.25 | Disposed | 366402.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-16 | Restricted Stock Units | $ | M | 1120.00 | Disposed | Common Stock (1120.00) | Direct | |
| 2024-11-16 | Restricted Stock Units | $ | M | 2001.00 | Disposed | Common Stock (2001.00) | Direct | |
| 2024-11-16 | Restricted Stock Units | $ | M | 2113.00 | Disposed | Common Stock (2113.00) | Direct | |
| 2024-11-16 | Restricted Stock Units | $ | M | 2305.00 | Disposed | Common Stock (2305.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2024.
F3: The reporting person was granted 53,756 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.