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Uber Technologies, Inc — Director's Dealing 2024
Nov 20, 2024
29789_dirs_2024-11-19_b8da430a-0576-4bc4-b58c-76e81aa6ac00.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2024-11-16
Reporting Person: West Tony (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-16 | Common Stock | M | 4480.00 | — | Acquired | 123038.00 | Direct |
| 2024-11-16 | Common Stock | M | 8731.00 | — | Acquired | 131769.00 | Direct |
| 2024-11-16 | Common Stock | M | 9218.00 | — | Acquired | 140987.00 | Direct |
| 2024-11-16 | Common Stock | M | 3638.00 | — | Acquired | 144625.00 | Direct |
| 2024-11-16 | Common Stock | F | 2222.00 | $73.25 | Disposed | 142403.00 | Direct |
| 2024-11-16 | Common Stock | F | 4329.00 | $73.25 | Disposed | 138074.00 | Direct |
| 2024-11-16 | Common Stock | F | 4571.00 | $73.25 | Disposed | 133503.00 | Direct |
| 2024-11-16 | Common Stock | F | 1804.00 | $73.25 | Disposed | 131699.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-16 | Restricted Stock Units | $ | M | 4480.00 | Disposed | Common Stock (4480.00) | Direct | |
| 2024-11-16 | Restricted Stock Units | $ | M | 8731.00 | Disposed | Common Stock (8731.00) | Direct | |
| 2024-11-16 | Restricted Stock Units | $ | M | 9218.00 | Disposed | Common Stock (9218.00) | Direct | |
| 2024-11-16 | Restricted Stock Units | $ | M | 3638.00 | Disposed | Common Stock (3638.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2024.
F3: The RSUs that vested on November 16, 2024 include RSUs for which vesting was paused during the reporting person's recent leave of absence ("LOA") and would have otherwise vested in accordance with the vesting schedule during the LOA.
F4: The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7: The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.