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Uber Technologies, Inc — Director's Dealing 2023
Jan 19, 2023
29789_dirs_2023-01-18_ee82914c-7ee6-4f82-9fa3-e531b8b514c7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-01-16
Reporting Person: Krishnamurthy Nikki (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-16 | Common Stock | M | 2112.00 | — | Acquired | 184686.00 | Direct |
| 2023-01-16 | Common Stock | M | 2305.00 | — | Acquired | 186991.00 | Direct |
| 2023-01-16 | Common Stock | M | 1805.00 | — | Acquired | 188796.00 | Direct |
| 2023-01-16 | Common Stock | F | 506.00 | $29.44 | Disposed | 187090.00 | Direct |
| 2023-01-16 | Common Stock | F | 659.00 | $29.44 | Disposed | 187596.00 | Direct |
| 2023-01-16 | Common Stock | F | 541.00 | $29.44 | Disposed | 188255.00 | Direct |
| 2023-01-16 | Common Stock | F | 239.00 | $29.44 | Disposed | 186851.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-16 | Restricted Stock Units | $ | M | 2112.00 | Disposed | Common Stock (2112.00) | Direct | |
| 2023-01-16 | Restricted Stock Units | $ | M | 2305.00 | Disposed | Common Stock (2305.00) | Direct | |
| 2023-01-16 | Restricted Stock Units | $ | M | 1805.00 | Disposed | Common Stock (1805.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2023.
F3: The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.