Uber Technologies, Inc — Director's Dealing 2023

Feb 22, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-02-16

Reporting Person: Hazelbaker Jill (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-02-16	Common Stock	M	2688.00	—	Acquired	103815.00	Direct
2023-02-16	Common Stock	M	1698.00	—	Acquired	105513.00	Direct
2023-02-16	Common Stock	M	4669.00	—	Acquired	110182.00	Direct
2023-02-16	Common Stock	M	2437.00	—	Acquired	112619.00	Direct
2023-02-16	Common Stock	M	2862.00	—	Acquired	115481.00	Direct
2023-02-16	Common Stock	F	1145.00	$36.22	Disposed	114336.00	Direct
2023-02-16	Common Stock	F	724.00	$36.22	Disposed	113612.00	Direct
2023-02-16	Common Stock	F	1989.00	$36.22	Disposed	111623.00	Direct
2023-02-16	Common Stock	F	1038.00	$36.22	Disposed	110585.00	Direct
2023-02-16	Common Stock	F	1219.00	$36.22	Disposed	109366.00	Direct
2023-02-16	Common Stock	F	704.00	$36.22	Disposed	108662.00	Direct
2023-02-16	Common Stock	G	2650.00	$0.00	Disposed	106012.00	Direct
2023-02-16	Common Stock	G	2650.00	$0.00	Acquired	7702.00	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-02-16	Restricted Stock Units	$	M	2688.00	Disposed		Common Stock (2688.00)	Direct
2023-02-16	Restricted Stock Units	$	M	1698.00	Disposed		Common Stock (1698.00)	Direct
2023-02-16	Restricted Stock Units	$	M	4669.00	Disposed		Common Stock (4669.00)	Direct
2023-02-16	Restricted Stock Units	$	M	2437.00	Disposed		Common Stock (2437.00)	Direct
2023-02-16	Restricted Stock Units	$	M	2862.00	Disposed		Common Stock (2862.00)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2023.

F3: Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.

F4: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F8: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th of the total RSUs vested on July 16, 2020 and 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.