AI assistant
Uber Technologies, Inc — Director's Dealing 2023
Feb 22, 2023
29789_dirs_2023-02-21_e7cf8e0e-2afa-4f02-b267-9c1520fae202.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-02-16
Reporting Person: West Tony (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-16 | Common Stock | M | 3072.00 | — | Acquired | 170045.00 | Direct |
| 2023-02-16 | Common Stock | M | 1213.00 | — | Acquired | 171258.00 | Direct |
| 2023-02-16 | Common Stock | M | 4670.00 | — | Acquired | 175928.00 | Direct |
| 2023-02-16 | Common Stock | M | 1806.00 | — | Acquired | 177734.00 | Direct |
| 2023-02-16 | Common Stock | F | 1063.00 | $36.22 | Disposed | 176671.00 | Direct |
| 2023-02-16 | Common Stock | F | 420.00 | $36.22 | Disposed | 176251.00 | Direct |
| 2023-02-16 | Common Stock | F | 1615.00 | $36.22 | Disposed | 174636.00 | Direct |
| 2023-02-16 | Common Stock | F | 625.00 | $36.22 | Disposed | 174011.00 | Direct |
| 2023-02-16 | Common Stock | F | 424.00 | $36.22 | Disposed | 173587.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-16 | Restricted Stock Units | $ | M | 3072.00 | Disposed | Common Stock (3072.00) | Direct | |
| 2023-02-16 | Restricted Stock Units | $ | M | 1213.00 | Disposed | Common Stock (1213.00) | Direct | |
| 2023-02-16 | Restricted Stock Units | $ | M | 4670.00 | Disposed | Common Stock (4670.00) | Direct | |
| 2023-02-16 | Restricted Stock Units | $ | M | 1806.00 | Disposed | Common Stock (1806.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2023.
F3: The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.