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Uber Technologies, Inc — Director's Dealing 2023
Mar 4, 2023
29789_dirs_2023-03-03_53d80cb4-cd8d-4804-a435-30c98f0f85c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-03-01
Reporting Person: West Tony (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-01 | Restricted Stock Units | $0.00 | A | 139697.00 | Acquired | Common Stock (139697.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 170666.00 | Direct |
Footnotes
F1: The Form 4 filed on January 18, 2023 inadvertently reported that the reporting person owned 171,140 shares of common stock as of January 16, 2023, instead of 168,219, which was subsequently reflected in two Form 4s filed on February 6, 2023 and February 21, 2023. As of February 2, 2023 and February 16, 2023, the reporting person beneficially owned 164,052 and 170,666 shares of common stock, respectively.
F2: The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023 pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.