Uber Technologies, Inc — Director's Dealing 2023

Mar 21, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-03-16

Reporting Person: KHOSROWSHAHI DARA (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-03-16	Common Stock	M	114818	—	Acquired	1535786	Direct
2023-03-16	Common Stock	M	35433	—	Acquired	1571219	Direct
2023-03-16	Common Stock	M	30413	—	Acquired	1601632	Direct
2023-03-16	Common Stock	M	40627	—	Acquired	1642259	Direct
2023-03-16	Common Stock	F	56927	$32.73	Disposed	1585332	Direct
2023-03-16	Common Stock	F	17568	$32.73	Disposed	1567764	Direct
2023-03-16	Common Stock	F	15079	$32.73	Disposed	1552685	Direct
2023-03-16	Common Stock	F	20143	$32.73	Disposed	1532542	Direct
2023-03-16	Common Stock	F	18220	$32.73	Disposed	1515192	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-03-16	Restricted Stock Units	$	M	114818	Disposed		Common Stock (114818)	Direct
2023-03-16	Restricted Stock Units	$	M	35433	Disposed		Common Stock (35433)	Direct
2023-03-16	Restricted Stock Units	$	M	30413	Disposed		Common Stock (30413)	Direct
2023-03-16	Restricted Stock Units	$	M	40627	Disposed		Common Stock (40627)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2023.

F3: Includes 870 shares acquired under Uber's stock purchase plan on May 20, 2022.

F4: Consists of 114,818 restricted stock units (RSUs) granted to the reporting person on March 1, 2020 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2023. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5: The reporting person was granted 141,731 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/4 of the total RSUs on March 16, 2023 and 1/4 of the total RSUs each annual anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6: The reporting person was granted 121,654 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/4 of the total RSUs on March 16, 2022 and 1/4 of the total RUSs each annual anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7: The reporting person was granted 162,506 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 1/4 of the total RSUs on March 16, 2021 and 1/4 of the total RSUs each annual anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.