Uber Technologies, Inc — Director's Dealing 2023

Mar 21, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-03-16

Reporting Person: Krishnamurthy Nikki (SVP and Chief People Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-03-16	Common Stock	M	30617	—	Acquired	221969	Direct
2023-03-16	Common Stock	M	2112	—	Acquired	224081	Direct
2023-03-16	Common Stock	M	2305	—	Acquired	226386	Direct
2023-03-16	Common Stock	M	1806	—	Acquired	228192	Direct
2023-03-16	Common Stock	F	12133	$32.73	Disposed	216059	Direct
2023-03-16	Common Stock	F	310	$32.73	Disposed	215749	Direct
2023-03-16	Common Stock	F	716	$32.73	Disposed	215033	Direct
2023-03-16	Common Stock	F	908	$32.73	Disposed	214125	Direct
2023-03-16	Common Stock	F	832	$32.73	Disposed	213293	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-03-16	Restricted Stock Units	$	M	30617	Disposed		Common Stock (30617)	Direct
2023-03-16	Restricted Stock Units	$	M	2112	Disposed		Common Stock (2112)	Direct
2023-03-16	Restricted Stock Units	$	M	2305	Disposed		Common Stock (2305)	Direct
2023-03-16	Restricted Stock Units	$	M	1806	Disposed		Common Stock (1806)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2023.

F3: Consists of 30,617 restricted stock units (RSUs) granted to the reporting person on March 1, 2020 pursuant to Uber's 2019 Equity Incentive Plan, forwhich certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2023. Upon vesting, the RSUsbecome payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4: The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUsvested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on aone-for-one basis at the election of the issuer.

F5: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUsvested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on aone-for-one basis at the election of the issuer.

F6: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUsvested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on aone-for-one basis at the election of the issuer.