Uber Technologies, Inc — Director's Dealing 2023

Mar 21, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-03-16

Reporting Person: West Tony (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-03-16	Common Stock	M	30617	—	Acquired	197116	Direct
2023-03-16	Common Stock	M	3073	—	Acquired	200189	Direct
2023-03-16	Common Stock	M	1213	—	Acquired	201402	Direct
2023-03-16	Common Stock	M	4670	—	Acquired	206072	Direct
2023-03-16	Common Stock	M	1806	—	Acquired	207878	Direct
2023-03-16	Common Stock	F	15180	$32.73	Disposed	192698	Direct
2023-03-16	Common Stock	F	1524	$32.73	Disposed	191174	Direct
2023-03-16	Common Stock	F	896	$32.73	Disposed	190278	Direct
2023-03-16	Common Stock	F	2316	$32.73	Disposed	187962	Direct
2023-03-16	Common Stock	F	602	$32.73	Disposed	187360	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-03-16	Restricted Stock Units	$	M	30617	Disposed		CommonStock (30617)	Direct
2023-03-16	Restricted Stock Units	$	M	3073	Disposed		CommonStock (3073)	Direct
2023-03-16	Restricted Stock Units	$	M	1213	Disposed		CommonStock (1213)	Direct
2023-03-16	Restricted Stock Units	$	M	4670	Disposed		CommonStock (4670)	Direct
2023-03-16	Restricted Stock Units	$	M	1806	Disposed		CommonStock (1806)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2023.

F3: Consists of 30,617 restricted stock units (RSUs) granted to the reporting person on March 1, 2020 pursuant to Uber's 2019 Equity Incentive Plan, forwhich certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2023. Upon vesting, the RSUsbecome payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4: The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUsvested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on aone-for-one basis at the election of the issuer.

F5: The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUsvested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on aone-for-one basis at the election of the issuer.

F6: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUsvested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUsvested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on aone-for-one basis at the election of the issuer.