Uber Technologies, Inc — Director's Dealing 2023

Mar 21, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-03-16

Reporting Person: Ceremony Glen (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-03-16	Common Stock	M	1440	—	Acquired	134659	Direct
2023-03-16	Common Stock	M	4002	—	Acquired	138661	Direct
2023-03-16	Common Stock	M	722	—	Acquired	139383	Direct
2023-03-16	Common Stock	M	579	—	Acquired	139962	Direct
2023-03-16	Common Stock	M	650	—	Acquired	140612	Direct
2023-03-16	Common Stock	F	498	$32.73	Disposed	140114	Direct
2023-03-16	Common Stock	F	201	$32.73	Disposed	139913	Direct
2023-03-16	Common Stock	F	250	$32.73	Disposed	139663	Direct
2023-03-16	Common Stock	F	225	$32.73	Disposed	139438	Direct
2023-03-16	Common Stock	F	1384	$32.73	Disposed	138054	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-03-16	Restricted Stock Units	$	M	1440	Disposed		Common Stock (1440)	Direct
2023-03-16	Restricted Stock Units	$	M	4002	Disposed		Common Stock (4002)	Direct
2023-03-16	Restricted Stock Units	$	M	772	Disposed		Common Stock (772)	Direct
2023-03-16	Restricted Stock Units	$	M	579	Disposed		Common Stock (579)	Direct
2023-03-16	Restricted Stock Units	$	M	650	Disposed		Common Stock (650)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2023.

F3: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4: The reporting person was granted 24,015 restricted stock units (RSUs) on September 1, 2021. The vesting schedule is as follows: 1/6 of the total RSUs vested on December 16, 2021 and 1/6 of the total RSUs vest every three months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.