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Uber Technologies, Inc — Director's Dealing 2023
Mar 21, 2023
29789_dirs_2023-03-20_68807ec4-36f2-4d4e-b68b-dc1930215aa2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-03-16
Reporting Person: Chai Nelson (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-16 | Common Stock | M | 3457 | — | Acquired | 373914 | Direct |
| 2023-03-16 | Common Stock | M | 1086 | — | Acquired | 375000 | Direct |
| 2023-03-16 | Common Stock | F | 555 | $32.73 | Disposed | 374445 | Direct |
| 2023-03-16 | Common Stock | F | 1765 | $32.73 | Disposed | 372680 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-16 | Restricted Stock Units | $ | M | 3457 | Disposed | Common Stock (3457) | Direct | |
| 2023-03-16 | Restricted Stock Units | $ | M | 1086 | Disposed | Common Stock (1086) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2023.
F3: The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.