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Uber Technologies, Inc — Director's Dealing 2023
May 10, 2023
29789_dirs_2023-05-09_3bd7cf4b-9fae-4dde-8add-c9047a483118.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-05-07
Reporting Person: THAIN JOHN A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-04-16 | Common Stock | M | 691.00 | — | Acquired | 157601.00 | Direct |
| 2023-05-07 | Common Stock | M | 8402.00 | — | Acquired | 166003.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-04-16 | Restricted Stock Units | $ | M | 691.00 | Disposed | Common Stock (691.00) | Direct | |
| 2023-05-07 | Restricted Stock Units | $ | M | 8402.00 | Disposed | Common Stock (8402.00) | Direct | |
| 2023-05-08 | Restricted Stock Units | $ | A | 8850.00 | Acquired | Common Stock (8850.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: The reporting person was granted 691 restricted stock units (RSUs) on April 10, 2023 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on April 16, 2023. This transaction was inadvertently omitted from the reporting person's previous Form 4 filings.
F3: The reporting person was granted 8,402 restricted stock units (RSUs) on May 18, 2022. The RSUs vested on May 7, 2023, the date immediately preceding the date of the 2023 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F4: The reporting person was granted 8,850 restricted stock units (RSUs) on May 8, 2023 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2024 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.