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Uber Technologies, Inc — Director's Dealing 2023
May 19, 2023
29789_dirs_2023-05-18_fa28a42d-a1a1-400b-8405-4a07648f884d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-05-16
Reporting Person: Hazelbaker Jill (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-16 | Common Stock | M | 2546.00 | — | Acquired | 123587.00 | Direct |
| 2023-05-16 | Common Stock | M | 2688.00 | — | Acquired | 126275.00 | Direct |
| 2023-05-16 | Common Stock | M | 1698.00 | — | Acquired | 127973.00 | Direct |
| 2023-05-16 | Common Stock | M | 4670.00 | — | Acquired | 132643.00 | Direct |
| 2023-05-16 | Common Stock | M | 2437.00 | — | Acquired | 135080.00 | Direct |
| 2023-05-16 | Common Stock | M | 2862.00 | — | Acquired | 137942.00 | Direct |
| 2023-05-16 | Common Stock | F | 1263.00 | $37.44 | Disposed | 136679.00 | Direct |
| 2023-05-16 | Common Stock | F | 1333.00 | $37.44 | Disposed | 135346.00 | Direct |
| 2023-05-16 | Common Stock | F | 842.00 | $37.44 | Disposed | 134504.00 | Direct |
| 2023-05-16 | Common Stock | F | 2316.00 | $37.44 | Disposed | 132188.00 | Direct |
| 2023-05-16 | Common Stock | F | 1209.00 | $37.44 | Disposed | 130979.00 | Direct |
| 2023-05-16 | Common Stock | F | 1419.00 | $37.44 | Disposed | 129560.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-16 | Restricted Stock Units | $ | M | 2546.00 | Disposed | Common Stock (2546.00) | Direct | |
| 2023-05-16 | Restricted Stock Units | $ | M | 2688.00 | Disposed | Common Stock (2688.00) | Direct | |
| 2023-05-16 | Restricted Stock Units | $ | M | 1698.00 | Disposed | Common Stock (1698.00) | Direct | |
| 2023-05-16 | Restricted Stock Units | $ | M | 4670.00 | Disposed | Common Stock (4670.00) | Direct | |
| 2023-05-16 | Restricted Stock Units | $ | M | 2437.00 | Disposed | Common Stock (2437.00) | Direct | |
| 2023-05-16 | Restricted Stock Units | $ | M | 2862.00 | Disposed | Common Stock (2862.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7702.00 | Indirect |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2023.
F3: Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4: The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F9: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th of the total RSUs vested on July 16, 2020 and 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.