Uber Technologies, Inc — Director's Dealing 2023

Jun 22, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-06-16

Reporting Person: Krishnamurthy Nikki (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-16	Common Stock	M	2001.00	—	Acquired	225254.00	Direct
2023-06-16	Common Stock	M	2113.00	—	Acquired	227367.00	Direct
2023-06-16	Common Stock	M	2305.00	—	Acquired	229672.00	Direct
2023-06-16	Common Stock	M	1805.00	—	Acquired	231477.00	Direct
2023-06-16	Common Stock	F	788.00	$43.52	Disposed	230689.00	Direct
2023-06-16	Common Stock	F	832.00	$43.52	Disposed	229857.00	Direct
2023-06-16	Common Stock	F	908.00	$43.52	Disposed	228949.00	Direct
2023-06-16	Common Stock	F	715.00	$43.52	Disposed	229285.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-16	Restricted Stock Units	$	M	2001.00	Disposed		Common Stock (2001.00)	Direct
2023-06-16	Restricted Stock Units	$	M	2113.00	Disposed		Common Stock (2113.00)	Direct
2023-06-16	Restricted Stock Units	$	M	2305.00	Disposed		Common Stock (2305.00)	Direct
2023-06-16	Restricted Stock Units	$	M	1805.00	Disposed		Common Stock (1805.00)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on June 16, 2023.

F3: Includes 1,051 shares acquired under Uber's stock purchase plan on May 19, 2023.

F4: The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5: The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.