Uber Technologies, Inc — Director's Dealing 2023

Jun 22, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-06-16

Reporting Person: Ceremony Glen (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-16	Common Stock	M	1515.00	—	Acquired	144516.00	Direct
2023-06-16	Common Stock	M	1440.00	—	Acquired	145956.00	Direct
2023-06-16	Common Stock	M	722.00	—	Acquired	146678.00	Direct
2023-06-16	Common Stock	M	579.00	—	Acquired	147257.00	Direct
2023-06-16	Common Stock	M	650.00	—	Acquired	147907.00	Direct
2023-06-16	Common Stock	F	752.00	$43.52	Disposed	147155.00	Direct
2023-06-16	Common Stock	F	714.00	$43.52	Disposed	146441.00	Direct
2023-06-16	Common Stock	F	358.00	$43.52	Disposed	146083.00	Direct
2023-06-16	Common Stock	F	288.00	$43.52	Disposed	145795.00	Direct
2023-06-16	Common Stock	F	323.00	$43.52	Disposed	146523.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-16	Restricted Stock Units	$	M	1515.00	Disposed		Common Stock (1515.00)	Direct
2023-06-16	Restricted Stock Units	$	M	1440.00	Disposed		Common Stock (1440.00)	Direct
2023-06-16	Restricted Stock Units	$	M	722.00	Disposed		Common Stock (722.00)	Direct
2023-06-16	Restricted Stock Units	$	M	579.00	Disposed		Common Stock (579.00)	Direct
2023-06-16	Restricted Stock Units	$	M	650.00	Disposed		Common Stock (650.00)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on June 16, 2023.

F3: Includes 1,051 shares acquired under Uber's stock purchase plan on May 19, 2023.

F4: The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F8: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.