Uber Technologies, Inc — Director's Dealing 2023

Sep 20, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-09-16

Reporting Person: West Tony (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-16	Common Stock	M	2910.00	—	Acquired	188276.00	Direct
2023-09-16	Common Stock	M	3072.00	—	Acquired	191348.00	Direct
2023-09-16	Common Stock	M	1213.00	—	Acquired	192561.00	Direct
2023-09-16	Common Stock	M	5603.00	—	Acquired	198164.00	Direct
2023-09-16	Common Stock	M	1805.00	—	Acquired	199969.00	Direct
2023-09-16	Common Stock	F	1443.00	$47.52	Disposed	198526.00	Direct
2023-09-16	Common Stock	F	1524.00	$47.52	Disposed	197002.00	Direct
2023-09-16	Common Stock	F	602.00	$47.52	Disposed	196400.00	Direct
2023-09-16	Common Stock	F	2778.00	$47.52	Disposed	193622.00	Direct
2023-09-16	Common Stock	F	895.00	$47.52	Disposed	192727.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-09-16	Restricted Stock Units	$	M	2910.00	Disposed		Common Stock (2910.00)	Direct
2023-09-16	Restricted Stock Units	$	M	3072.00	Disposed		Common Stock (3072.00)	Direct
2023-09-16	Restricted Stock Units	$	M	1213.00	Disposed		Common Stock (1213.00)	Direct
2023-09-16	Restricted Stock Units	$	M	5603.00	Disposed		Common Stock (5603.00)	Direct
2023-09-16	Restricted Stock Units	$	M	1805.00	Disposed		Common Stock (1805.00)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2023.

F3: The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4: The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5: The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.