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Uber Technologies, Inc Director's Dealing 2023

Sep 20, 2023

29789_dirs_2023-09-19_a5930dd8-ea43-4165-9158-89fec2f4170e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-09-16

Reporting Person: Ceremony Glen (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-09-16 Common Stock M 1516.00 Acquired 152982.00 Direct
2023-09-16 Common Stock M 1440.00 Acquired 154422.00 Direct
2023-09-16 Common Stock M 722.00 Acquired 155144.00 Direct
2023-09-16 Common Stock M 580.00 Acquired 155724.00 Direct
2023-09-16 Common Stock M 650.00 Acquired 156374.00 Direct
2023-09-16 Common Stock F 752.00 $47.52 Disposed 155622.00 Direct
2023-09-16 Common Stock F 714.00 $47.52 Disposed 154908.00 Direct
2023-09-16 Common Stock F 358.00 $47.52 Disposed 154550.00 Direct
2023-09-16 Common Stock F 288.00 $47.52 Disposed 154262.00 Direct
2023-09-16 Common Stock F 323.00 $47.52 Disposed 153939.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-09-16 Restricted Stock Units $ M 1516.00 Disposed Common Stock (1516.00) Direct
2023-09-16 Restricted Stock Units $ M 1440.00 Disposed Common Stock (1440.00) Direct
2023-09-16 Restricted Stock Units $ M 722.00 Disposed Common Stock (722.00) Direct
2023-09-16 Restricted Stock Units $ M 580.00 Disposed Common Stock (580.00) Direct
2023-09-16 Restricted Stock Units $ M 650.00 Disposed Common Stock (650.00) Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2023.

F3: The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.