AI assistant
Uber Technologies, Inc — Director's Dealing 2023
Sep 20, 2023
29789_dirs_2023-09-19_f77c88cb-4988-47fc-a573-f0dfca39dd00.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-09-16
Reporting Person: Chai Nelson (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-16 | Common Stock | M | 3274.00 | — | Acquired | 295081.00 | Direct |
| 2023-09-16 | Common Stock | M | 3456.00 | — | Acquired | 298537.00 | Direct |
| 2023-09-16 | Common Stock | M | 1087.00 | — | Acquired | 299624.00 | Direct |
| 2023-09-16 | Common Stock | F | 1672.00 | $47.52 | Disposed | 297952.00 | Direct |
| 2023-09-16 | Common Stock | F | 1765.00 | $47.52 | Disposed | 296187.00 | Direct |
| 2023-09-16 | Common Stock | F | 555.00 | $47.52 | Disposed | 295632.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-16 | Restricted Stock Units | $ | M | 3274.00 | Disposed | Common Stock (3274.00) | Direct | |
| 2023-09-16 | Restricted Stock Units | $ | M | 3456.00 | Disposed | Common Stock (3456.00) | Direct | |
| 2023-09-16 | Restricted Stock Units | $ | M | 1087.00 | Disposed | Common Stock (1087.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2023.
F3: The reporting person was granted 157,159 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.