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Uber Technologies, Inc — Director's Dealing 2023
Oct 19, 2023
29789_dirs_2023-10-18_24c4c753-9f95-4ace-bd0e-0fb028a1cefc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-10-16
Reporting Person: Chai Nelson (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-10-16 | Common Stock | M | 3274.00 | — | Acquired | 298906.00 | Direct |
| 2023-10-16 | Common Stock | M | 3457.00 | — | Acquired | 302363.00 | Direct |
| 2023-10-16 | Common Stock | M | 1086.00 | — | Acquired | 303449.00 | Direct |
| 2023-10-16 | Common Stock | F | 1672.00 | $44.71 | Disposed | 301777.00 | Direct |
| 2023-10-16 | Common Stock | F | 1765.00 | $44.71 | Disposed | 300012.00 | Direct |
| 2023-10-16 | Common Stock | F | 555.00 | $44.71 | Disposed | 299457.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-10-16 | Restricted Stock Units | $ | M | 3274.00 | Disposed | Common Stock (3274.00) | Direct | |
| 2023-10-16 | Restricted Stock Units | $ | M | 3457.00 | Disposed | Common Stock (3457.00) | Direct | |
| 2023-10-16 | Restricted Stock Units | $ | M | 1086.00 | Disposed | Common Stock (1086.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2023.
F3: The reporting person was granted 157,159 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.