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Uber Technologies, Inc Director's Dealing 2023

Dec 20, 2023

29789_dirs_2023-12-19_f40d7a96-84a0-4ca7-9ce3-d87577c5c828.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2023-12-16

Reporting Person: Krishnamurthy Nikki (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-16 Common Stock M 2001.00 Acquired 255956.00 Direct
2023-12-16 Common Stock M 2113.00 Acquired 258069.00 Direct
2023-12-16 Common Stock M 2305.00 Acquired 260374.00 Direct
2023-12-16 Common Stock M 1805.00 Acquired 262179.00 Direct
2023-12-16 Common Stock F 799.00 $61.86 Disposed 261380.00 Direct
2023-12-16 Common Stock F 844.00 $61.86 Disposed 260536.00 Direct
2023-12-16 Common Stock F 921.00 $61.86 Disposed 259615.00 Direct
2023-12-16 Common Stock F 725.00 $61.86 Disposed 258890.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-12-16 Restricted Stock Units $ M 2001.00 Disposed Common Stock (2001.00) Direct
2023-12-16 Restricted Stock Units $ M 2113.00 Disposed Common Stock (2113.00) Direct
2023-12-16 Restricted Stock Units $ M 2305.00 Disposed Common Stock (2305.00) Direct
2023-12-16 Restricted Stock Units $ M 1805.00 Disposed Common Stock (1805.00) Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2023.

F3: The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4: The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.