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Uber Technologies, Inc — Director's Dealing 2022
Jan 20, 2022
29789_dirs_2022-01-19_7876f943-73e9-4204-aca6-535ebc5c70c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2022-01-16
Reporting Person: Ceremony Glen (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-16 | Common Stock | M | 650.00 | — | Acquired | 112654.00 | Direct |
| 2022-01-16 | Common Stock | M | 579.00 | — | Acquired | 113233.00 | Direct |
| 2022-01-16 | Common Stock | M | 722.00 | — | Acquired | 113955.00 | Direct |
| 2022-01-16 | Common Stock | F | 219.00 | $41.51 | Disposed | 113736.00 | Direct |
| 2022-01-16 | Common Stock | F | 197.00 | $41.51 | Disposed | 113539.00 | Direct |
| 2022-01-16 | Common Stock | F | 278.00 | $41.51 | Disposed | 113261.00 | Direct |
| 2022-01-16 | Common Stock | F | 24.00 | $41.51 | Disposed | 113237.00 | Direct |
| 2022-01-16 | Common Stock | F | 1052.00 | $41.51 | Disposed | 112185.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-16 | Restricted Stock Units | $ | M | 650.00 | Disposed | Common Stock (650.00) | Direct | |
| 2022-01-16 | Restricted Stock Units | $ | M | 579.00 | Disposed | Common Stock (579.00) | Direct | |
| 2022-01-16 | Restricted Stock Units | $ | M | 722.00 | Disposed | Common Stock (722.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2022.
F3: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.