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Uber Technologies, Inc — Director's Dealing 2022
Feb 19, 2022
29789_dirs_2022-02-18_b51f108e-0e86-4039-9327-90d5241b2726.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2022-02-16
Reporting Person: Hazelbaker Jill (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-16 | Common Stock | M | 2863.00 | — | Acquired | 183168.00 | Direct |
| 2022-02-16 | Common Stock | M | 2437.00 | — | Acquired | 185605.00 | Direct |
| 2022-02-16 | Common Stock | M | 4670.00 | — | Acquired | 190275.00 | Direct |
| 2022-02-16 | Common Stock | F | 991.00 | $36.58 | Disposed | 189284.00 | Direct |
| 2022-02-16 | Common Stock | F | 843.00 | $36.58 | Disposed | 188441.00 | Direct |
| 2022-02-16 | Common Stock | F | 1615.00 | $36.58 | Disposed | 186826.00 | Direct |
| 2022-02-16 | Common Stock | F | 586.00 | $36.58 | Disposed | 186240.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-16 | Restricted Stock Units | $ | M | 2863.00 | Disposed | Common Stock (2863.00) | Direct | |
| 2022-02-16 | Restricted Stock Units | $ | M | 2437.00 | Disposed | Common Stock (2437.00) | Direct | |
| 2022-02-16 | Restricted Stock Units | $ | M | 4670.00 | Disposed | Common Stock (4670.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2081.00 | Indirect |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2022.
F3: Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th vest on July 16, 2020 and then 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vest on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.