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Uber Technologies, Inc — Director's Dealing 2022
Mar 19, 2022
29789_dirs_2022-03-18_462279a2-a6f7-4f1d-aa0e-82c6a7dfcabc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2022-03-16
Reporting Person: Chai Nelson (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-16 | Common Stock | M | 200000.00 | — | Acquired | 456307.00 | Direct |
| 2022-03-16 | Common Stock | M | 13034.00 | — | Acquired | 469341.00 | Direct |
| 2022-03-16 | Common Stock | F | 102100.00 | $32.61 | Disposed | 367241.00 | Direct |
| 2022-03-16 | Common Stock | F | 6654.00 | $32.61 | Disposed | 360587.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-16 | Restricted Stock Units | $ | M | 200000.00 | Disposed | Common Stock (200000.00) | Direct | |
| 2022-03-16 | Restricted Stock Units | $ | M | 13034.00 | Disposed | Common Stock (13034.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2022.
F3: The reporting person was granted 300,000 restricted stock units (RSUs) on March 3, 2020. The vesting schedule is as follows: 1/3 of the total RSUs vest on March 16, 2021 and 2/3 of the total RSUs vest on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.