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Uber Technologies, Inc — Director's Dealing 2022
Apr 20, 2022
29789_dirs_2022-04-19_41cfd57b-6f81-445d-b98a-f50ade0d2dc4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2022-04-16
Reporting Person: Ceremony Glen (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-16 | Common Stock | M | 1440.00 | — | Acquired | 117688.00 | Direct |
| 2022-04-16 | Common Stock | M | 722.00 | — | Acquired | 118410.00 | Direct |
| 2022-04-16 | Common Stock | M | 579.00 | — | Acquired | 118989.00 | Direct |
| 2022-04-16 | Common Stock | M | 651.00 | — | Acquired | 119640.00 | Direct |
| 2022-04-16 | Common Stock | F | 714.00 | $32.68 | Disposed | 118926.00 | Direct |
| 2022-04-16 | Common Stock | F | 358.00 | $32.68 | Disposed | 118568.00 | Direct |
| 2022-04-16 | Common Stock | F | 288.00 | $32.68 | Disposed | 118280.00 | Direct |
| 2022-04-16 | Common Stock | F | 323.00 | $32.68 | Disposed | 117957.00 | Direct |
| 2022-04-16 | Common Stock | F | 1273.00 | $32.68 | Disposed | 116684.00 | Direct |
| 2022-04-16 | Common Stock | F | 35.00 | $32.68 | Disposed | 116649.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-16 | Restricted Stock Units | $ | M | 1440.00 | Disposed | Common Stock (1440.00) | Direct | |
| 2022-04-16 | Restricted Stock Units | $ | M | 722.00 | Disposed | Common Stock (722.00) | Direct | |
| 2022-04-16 | Restricted Stock Units | $ | M | 579.00 | Disposed | Common Stock (579.00) | Direct | |
| 2022-04-16 | Restricted Stock Units | $ | M | 651.00 | Disposed | Common Stock (651.00) | Direct | |
| 2022-03-16 | Restricted Stock Units | $ | M | 3250.00 | Disposed | Common Stock (3250.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 16, 2022.
F3: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7: The reporting person was granted 13,000 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 25% of the total RSUs on September 16, 2020 and every six months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. The Form 4 previously filed on March 18, 2022 contained an incorrect vesting schedule and mistakenly noted 15,601 derivative securities beneficially owned.