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Uber Technologies, Inc — Director's Dealing 2022
May 19, 2022
29789_dirs_2022-05-18_714ca56f-b4f6-41fd-a9d8-b8896800c1ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2022-05-16
Reporting Person: Hazelbaker Jill (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-16 | Common Stock | M | 2688.00 | — | Acquired | 209239.00 | Direct |
| 2022-05-16 | Common Stock | M | 1698.00 | — | Acquired | 210937.00 | Direct |
| 2022-05-16 | Common Stock | M | 4669.00 | — | Acquired | 215606.00 | Direct |
| 2022-05-16 | Common Stock | M | 2437.00 | — | Acquired | 218043.00 | Direct |
| 2022-05-16 | Common Stock | M | 2863.00 | — | Acquired | 220906.00 | Direct |
| 2022-05-16 | Common Stock | F | 1333.00 | $23.59 | Disposed | 219573.00 | Direct |
| 2022-05-16 | Common Stock | F | 842.00 | $23.59 | Disposed | 218731.00 | Direct |
| 2022-05-16 | Common Stock | F | 2315.00 | $23.59 | Disposed | 216416.00 | Direct |
| 2022-05-16 | Common Stock | F | 1209.00 | $23.59 | Disposed | 215207.00 | Direct |
| 2022-05-16 | Common Stock | F | 1420.00 | $23.59 | Disposed | 213787.00 | Direct |
| 2022-05-16 | Common Stock | F | 729.00 | $23.59 | Disposed | 213058.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-16 | Restricted Stock Units | $ | M | 2688.00 | Disposed | Common Stock (2688.00) | Direct | |
| 2022-05-16 | Restricted Stock Units | $ | M | 1698.00 | Disposed | Common Stock (1698.00) | Direct | |
| 2022-05-16 | Restricted Stock Units | $ | M | 4669.00 | Disposed | Common Stock (4669.00) | Direct | |
| 2022-05-16 | Restricted Stock Units | $ | M | 2437.00 | Disposed | Common Stock (2437.00) | Direct | |
| 2022-05-16 | Restricted Stock Units | $ | M | 2863.00 | Disposed | Common Stock (2863.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2081.00 | Indirect |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2022.
F3: Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th of the total RSUs vested on July 16, 2020 and 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.