AI assistant
Uber Technologies, Inc — Director's Dealing 2022
Jun 22, 2022
29789_dirs_2022-06-21_ff51c5dd-d468-4925-ac28-65286519247c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2022-06-16
Reporting Person: West Tony (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-06-16 | Common Stock | M | 3072.00 | — | Acquired | 222639.00 | Direct |
| 2022-06-16 | Common Stock | M | 1213.00 | — | Acquired | 223852.00 | Direct |
| 2022-06-16 | Common Stock | M | 4670.00 | — | Acquired | 228522.00 | Direct |
| 2022-06-16 | Common Stock | M | 1806.00 | — | Acquired | 230328.00 | Direct |
| 2022-06-16 | Common Stock | F | 1524.00 | $20.47 | Disposed | 228804.00 | Direct |
| 2022-06-16 | Common Stock | F | 602.00 | $20.47 | Disposed | 228202.00 | Direct |
| 2022-06-16 | Common Stock | F | 2316.00 | $20.47 | Disposed | 225886.00 | Direct |
| 2022-06-16 | Common Stock | F | 896.00 | $20.47 | Disposed | 224990.00 | Direct |
| 2022-06-16 | Common Stock | F | 608.00 | $20.47 | Disposed | 224969.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-06-16 | Restricted Stock Units | $ | M | 3072.00 | Disposed | Common Stock (3072.00) | Direct | |
| 2022-06-16 | Restricted Stock Units | $ | M | 1213.00 | Disposed | Common Stock (1213.00) | Direct | |
| 2022-06-16 | Restricted Stock Units | $ | M | 4670.00 | Disposed | Common Stock (4670.00) | Direct | |
| 2022-06-16 | Restricted Stock Units | $ | M | 1806.00 | Disposed | Common Stock (1806.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on June 16, 2022.
F3: Includes 587 shares acquired under Uber's stock purchase plan on May 20, 2022.
F4: The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.