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Uber Technologies, Inc — Director's Dealing 2022
Jul 20, 2022
29789_dirs_2022-07-19_9d91be69-3cd2-48c6-9f4b-3501a2361569.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2022-07-16
Reporting Person: West Tony (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-16 | Common Stock | M | 3073.00 | — | Acquired | 228042.00 | Direct |
| 2022-07-16 | Common Stock | M | 1213.00 | — | Acquired | 229255.00 | Direct |
| 2022-07-16 | Common Stock | M | 4670.00 | — | Acquired | 233925.00 | Direct |
| 2022-07-16 | Common Stock | M | 1805.00 | — | Acquired | 235730.00 | Direct |
| 2022-07-16 | Common Stock | F | 1524.00 | $21.67 | Disposed | 234206.00 | Direct |
| 2022-07-16 | Common Stock | F | 602.00 | $21.67 | Disposed | 233604.00 | Direct |
| 2022-07-16 | Common Stock | F | 2316.00 | $21.67 | Disposed | 231288.00 | Direct |
| 2022-07-16 | Common Stock | F | 895.00 | $21.67 | Disposed | 230393.00 | Direct |
| 2022-07-16 | Common Stock | F | 608.00 | $21.67 | Disposed | 229785.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-16 | Restricted Stock Units | $ | M | 3073.00 | Disposed | Common Stock (3073.00) | Direct | |
| 2022-07-16 | Restricted Stock Units | $ | M | 1213.00 | Disposed | Common Stock (1213.00) | Direct | |
| 2022-07-16 | Restricted Stock Units | $ | M | 4670.00 | Disposed | Common Stock (4670.00) | Direct | |
| 2022-07-16 | Restricted Stock Units | $ | M | 1805.00 | Disposed | Common Stock (1805.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2022.
F3: The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.