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Uber Technologies, Inc — Director's Dealing 2022
Aug 19, 2022
29789_dirs_2022-08-18_45fd66d1-7534-4550-b952-da3cfff3b0a4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2022-08-16
Reporting Person: West Tony (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-16 | Common Stock | M | 3073.00 | — | Acquired | 145017.00 | Direct |
| 2022-08-16 | Common Stock | M | 1213.00 | — | Acquired | 146230.00 | Direct |
| 2022-08-16 | Common Stock | M | 4670.00 | — | Acquired | 150900.00 | Direct |
| 2022-08-16 | Common Stock | M | 1806.00 | — | Acquired | 152706.00 | Direct |
| 2022-08-16 | Common Stock | F | 1524.00 | $32.38 | Disposed | 151182.00 | Direct |
| 2022-08-16 | Common Stock | F | 602.00 | $32.38 | Disposed | 150580.00 | Direct |
| 2022-08-16 | Common Stock | F | 2316.00 | $32.38 | Disposed | 148264.00 | Direct |
| 2022-08-16 | Common Stock | F | 896.00 | $32.38 | Disposed | 147368.00 | Direct |
| 2022-08-16 | Common Stock | F | 608.00 | $32.38 | Disposed | 146760.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-16 | Restricted Stock Units | $ | M | 3073.00 | Disposed | Common Stock (3073.00) | Direct | |
| 2022-08-16 | Restricted Stock Units | $ | M | 1213.00 | Disposed | Common Stock (1213.00) | Direct | |
| 2022-08-16 | Restricted Stock Units | $ | M | 4670.00 | Disposed | Common Stock (4670.00) | Direct | |
| 2022-08-16 | Restricted Stock Units | $ | M | 1806.00 | Disposed | Common Stock (1806.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2022.
F3: The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.