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Uber Technologies, Inc — Director's Dealing 2022
Sep 21, 2022
29789_dirs_2022-09-20_6cabe4a2-e148-4360-a2e8-b207e82d2965.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2022-09-16
Reporting Person: West Tony (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-16 | Common Stock | M | 3072.00 | — | Acquired | 145665.00 | Direct |
| 2022-09-16 | Common Stock | M | 1212.00 | — | Acquired | 146877.00 | Direct |
| 2022-09-16 | Common Stock | M | 4669.00 | — | Acquired | 151546.00 | Direct |
| 2022-09-16 | Common Stock | M | 1806.00 | — | Acquired | 153352.00 | Direct |
| 2022-09-16 | Common Stock | F | 1524.00 | $31.93 | Disposed | 151828.00 | Direct |
| 2022-09-16 | Common Stock | F | 601.00 | $31.93 | Disposed | 151227.00 | Direct |
| 2022-09-16 | Common Stock | F | 2315.00 | $31.93 | Disposed | 148912.00 | Direct |
| 2022-09-16 | Common Stock | F | 896.00 | $31.93 | Disposed | 148016.00 | Direct |
| 2022-09-16 | Common Stock | F | 608.00 | $31.93 | Disposed | 147408.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-16 | Restricted Stock Units | $ | M | 3072.00 | Disposed | Common Stock (3072.00) | Direct | |
| 2022-09-16 | Restricted Stock Units | $ | M | 1212.00 | Disposed | Common Stock (1212.00) | Direct | |
| 2022-09-16 | Restricted Stock Units | $ | M | 4669.00 | Disposed | Common Stock (4669.00) | Direct | |
| 2022-09-16 | Restricted Stock Units | $ | M | 1806.00 | Disposed | Common Stock (1806.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2022.
F3: The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.