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Uber Technologies, Inc — Director's Dealing 2022
Oct 18, 2022
29789_dirs_2022-10-18_17ba7e19-a3f8-418a-9523-aee31e31f2fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2022-10-16
Reporting Person: Ceremony Glen (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-16 | Common Stock | M | 1440.00 | — | Acquired | 124715.00 | Direct |
| 2022-10-16 | Common Stock | M | 722.00 | — | Acquired | 125437.00 | Direct |
| 2022-10-16 | Common Stock | M | 580.00 | — | Acquired | 126017.00 | Direct |
| 2022-10-16 | Common Stock | M | 650.00 | — | Acquired | 126667.00 | Direct |
| 2022-10-16 | Common Stock | F | 714.00 | $24.71 | Disposed | 125953.00 | Direct |
| 2022-10-16 | Common Stock | F | 358.00 | $24.71 | Disposed | 125595.00 | Direct |
| 2022-10-16 | Common Stock | F | 288.00 | $24.71 | Disposed | 125307.00 | Direct |
| 2022-10-16 | Common Stock | F | 323.00 | $24.71 | Disposed | 124984.00 | Direct |
| 2022-10-16 | Common Stock | F | 1273.00 | $24.71 | Disposed | 123711.00 | Direct |
| 2022-10-16 | Common Stock | F | 35.00 | $24.71 | Disposed | 123676.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-10-16 | Restricted Stock Units | $ | M | 1440.00 | Disposed | Common Stock (1440.00) | Direct | |
| 2022-10-16 | Restricted Stock Units | $ | M | 722.00 | Disposed | Common Stock (722.00) | Direct | |
| 2022-10-16 | Restricted Stock Units | $ | M | 580.00 | Disposed | Common Stock (580.00) | Direct | |
| 2022-10-16 | Restricted Stock Units | $ | M | 650.00 | Disposed | Common Stock (650.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2022.
F3: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.