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Uber Technologies, Inc — Director's Dealing 2022
Oct 18, 2022
29789_dirs_2022-10-18_4c90884c-a09f-4b7f-85e3-6593ab98e564.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2022-10-16
Reporting Person: Krishnamurthy Nikki (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-16 | Common Stock | M | 2113.00 | — | Acquired | 174323.00 | Direct |
| 2022-10-16 | Common Stock | M | 2304.00 | — | Acquired | 176627.00 | Direct |
| 2022-10-16 | Common Stock | M | 1805.00 | — | Acquired | 178432.00 | Direct |
| 2022-10-16 | Common Stock | F | 832.00 | $24.71 | Disposed | 177600.00 | Direct |
| 2022-10-16 | Common Stock | F | 907.00 | $24.71 | Disposed | 176693.00 | Direct |
| 2022-10-16 | Common Stock | F | 717.00 | $24.71 | Disposed | 175976.00 | Direct |
| 2022-10-16 | Common Stock | F | 312.00 | $24.71 | Disposed | 175664.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-10-16 | Restricted Stock Units | $ | M | 2113.00 | Disposed | Common Stock (2113.00) | Direct | |
| 2022-10-16 | Restricted Stock Units | $ | M | 2304.00 | Disposed | Common Stock (2304.00) | Direct | |
| 2022-10-16 | Restricted Stock Units | $ | M | 1805.00 | Disposed | Common Stock (1805.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2022.
F3: The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.