AI assistant
Uber Technologies, Inc — Director's Dealing 2022
Nov 18, 2022
29789_dirs_2022-11-18_05f62880-e331-4280-b68e-d95ebfb0bb94.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2022-11-16
Reporting Person: Krishnamurthy Nikki (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-16 | Common Stock | M | 2112.00 | — | Acquired | 177776.00 | Direct |
| 2022-11-16 | Common Stock | M | 2305.00 | — | Acquired | 180081.00 | Direct |
| 2022-11-16 | Common Stock | M | 1806.00 | — | Acquired | 181887.00 | Direct |
| 2022-11-16 | Common Stock | F | 832.00 | $30.04 | Disposed | 181055.00 | Direct |
| 2022-11-16 | Common Stock | F | 908.00 | $30.04 | Disposed | 180147.00 | Direct |
| 2022-11-16 | Common Stock | F | 717.00 | $30.04 | Disposed | 179430.00 | Direct |
| 2022-11-16 | Common Stock | F | 312.00 | $30.04 | Disposed | 179118.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-16 | Restricted Stock Units | $ | M | 2112.00 | Disposed | Common Stock (2112.00) | Direct | |
| 2022-11-16 | Restricted Stock Units | $ | M | 2305.00 | Disposed | Common Stock (2305.00) | Direct | |
| 2022-11-16 | Restricted Stock Units | $ | M | 1806.00 | Disposed | Common Stock (1806.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2022.
F3: The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.