Uber Technologies, Inc — Director's Dealing 2021

Jan 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2020-12-31

Reporting Person: THAIN JOHN A (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-31	Common Stock	M	8520.00	—	Acquired	148047.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-31	Restricted Stock Units	$	M	8520.00	Disposed		Common Stock (8520.00)	Direct
2021-01-01	Restricted Stock Units	$0.00	A	4772.00	Acquired		Common Stock (4772.00)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: 368 shares were inadvertently omitted from the reporting person's holdings on prior Form 4s due to an administrative error.

F3: The reporting person was granted 8,520 restricted stock units on February 5, 2020, vesting on December 31, 2020.

F4: The restricted stock units (RSUs) are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances. Upon vesting, RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.