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Uber Technologies, Inc — Director's Dealing 2021
Jan 6, 2021
29789_dirs_2021-01-05_89379967-95ac-4c1a-b869-29d8400c0d72.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2020-12-31
Reporting Person: ECKERT ROBERT (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | M | 5097.00 | — | Acquired | 5097.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Restricted Stock Units | $ | M | 5097.00 | Disposed | Common Stock (5097.00) | Direct | |
| 2021-01-01 | Restricted Stock Units | $0.00 | A | 4772.00 | Acquired | Common Stock (4772.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15740.00 | Indirect |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares are held by the Robert A. Eckert Living Trust u/a/d 2/3/16 for which Mr. Eckert serves as trustee.
F3: The reporting person was granted 5,097 restricted stock units on March 24, 2020, vesting on December 31, 2020.
F4: The restricted stock units (RSUs) are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances. Upon vesting, RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
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