AI assistant
Uber Technologies, Inc — Director's Dealing 2021
Jan 21, 2021
29789_dirs_2021-01-20_6190c8fd-59d3-4f11-a9a5-29067fdc3309.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2021-01-16
Reporting Person: Hazelbaker Jill (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-16 | Common Stock | M | 2863.00 | — | Acquired | 147371.00 | Direct |
| 2021-01-16 | Common Stock | M | 4669.00 | — | Acquired | 152040.00 | Direct |
| 2021-01-16 | Common Stock | F | 1615.00 | $55.52 | Disposed | 150425.00 | Direct |
| 2021-01-16 | Common Stock | F | 991.00 | $55.52 | Disposed | 149434.00 | Direct |
| 2021-01-16 | Common Stock | F | 509.00 | $55.52 | Disposed | 148925.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-16 | Restricted Stock Units | $ | M | 2863.00 | Disposed | Common Stock (2863.00) | Direct | |
| 2021-01-16 | Restricted Stock Units | $ | M | 4669.00 | Disposed | Common Stock (4669.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2021.
F3: The reporting person was granted 114,495 restrictd stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.
F4: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter.