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Uber Technologies, Inc Director's Dealing 2021

Jan 21, 2021

29789_dirs_2021-01-20_6190c8fd-59d3-4f11-a9a5-29067fdc3309.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2021-01-16

Reporting Person: Hazelbaker Jill (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-16 Common Stock M 2863.00 Acquired 147371.00 Direct
2021-01-16 Common Stock M 4669.00 Acquired 152040.00 Direct
2021-01-16 Common Stock F 1615.00 $55.52 Disposed 150425.00 Direct
2021-01-16 Common Stock F 991.00 $55.52 Disposed 149434.00 Direct
2021-01-16 Common Stock F 509.00 $55.52 Disposed 148925.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-16 Restricted Stock Units $ M 2863.00 Disposed Common Stock (2863.00) Direct
2021-01-16 Restricted Stock Units $ M 4669.00 Disposed Common Stock (4669.00) Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2021.

F3: The reporting person was granted 114,495 restrictd stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

F4: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter.