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Uber Technologies, Inc — Director's Dealing 2021
Feb 19, 2021
29789_dirs_2021-02-18_430c0b11-93ff-455b-b097-ba9df71b1a8f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2021-02-16
Reporting Person: Hazelbaker Jill (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | M | 4670.00 | — | Acquired | 131623.00 | Direct |
| 2021-02-16 | Common Stock | M | 2862.00 | — | Acquired | 134485.00 | Direct |
| 2021-02-16 | Common Stock | F | 1419.00 | $60.52 | Disposed | 133066.00 | Direct |
| 2021-02-16 | Common Stock | F | 1800.00 | $60.52 | Disposed | 131266.00 | Direct |
| 2021-02-16 | Common Stock | F | 729.00 | $60.52 | Disposed | 130537.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Restricted Stock Units | $ | M | 2862.00 | Disposed | Common Stock (2862.00) | Direct | |
| 2021-02-16 | Restricted Stock Units | $ | M | 4670.00 | Disposed | Common Stock (4670.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2021.
F3: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.
F4: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter.